Horizon Technology Finance Corp (HTFC) Insider Ownership

Historic Insider Ownership Trends

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Joseph J Savage - 59,500 0 14 Nov, 2024
Edmund V. Mahoney - 7,169 0 29 Sep, 2022
Gerald A. Michaud President 169,309 0 02 Dec, 2024
Robert D. Jr. Pomeroy Ceo And Chairman Of The Board 172,821 8,717 12 Dec, 2022
Thomas J. Allison - 49,926 0 14 Apr, 2026
Daniel R. Trolio Executive Vp And Cfo 2,374 0 17 Nov, 2022
Michael Balkin Chief Executive Officer 103,527 0 14 Apr, 2026
Jonathan Joseph Goodman - 0 2,313 05 Aug, 2024
Paul G Seitz Chief Investment Officer 742 0 14 Apr, 2026

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
14 Apr, 2026 Thomas J. Allison Common Stock A 49,926 - 49,926 D A
14 Apr, 2026 Paul G Seitz Common Stock A 142 - 742 D A
14 Apr, 2026 Michael Balkin Common Stock A 93,527 - 103,527 D A
16 Dec, 2024 Michael Balkin Common Stock A 20,000 $8.53 20,000 I P
25 Nov, 2024 Gerald A. Michaud Common Stock A 8,000 $9.31 169,309 D P
25 Nov, 2024 Gerald A. Michaud Common Stock A 8,000 $9.31 169,309 D P
25 Nov, 2024 Gerald A. Michaud Common Stock A 8,000 $9.31 169,309 D P
25 Nov, 2024 Gerald A. Michaud Common Stock A 8,000 $9.31 169,309 D P
13 Nov, 2024 Joseph J Savage Common Stock A 5,000 $9.35 55,000 D P
14 Nov, 2024 Joseph J Savage Common Stock A 4,500 $9.20 59,500 D P
05 Aug, 2024 Michael Balkin Common Stock A 10,000 $10.58 10,000 D P
05 Aug, 2024 Jonathan Joseph Goodman Common Stock A 2,313 $10.81 2,313 I P
08 Mar, 2024 Gerald A. Michaud Common Stock A 3,650 $11.77 156,244 D P
08 Mar, 2024 Gerald A. Michaud Common Stock A 3,650 $11.77 156,244 D P
08 Mar, 2024 Gerald A. Michaud Common Stock A 3,650 $11.77 156,244 D P
08 Mar, 2024 Gerald A. Michaud Common Stock A 3,650 $11.77 156,244 D P
20 Dec, 2022 Gerald A. Michaud Common Stock A 18,250 $11.03 144,585 D P
20 Dec, 2022 Gerald A. Michaud Common Stock A 18,250 $11.03 144,585 D P
20 Dec, 2022 Gerald A. Michaud Common Stock A 18,250 $11.03 144,585 D P
20 Dec, 2022 Gerald A. Michaud Common Stock A 18,250 $11.03 144,585 D P