As of September 17, 2026, Heritage Global's top three insider holders are Capital Partners, Lp Topline (TenPercentOwner, 3.62Mn shares), Capital Management, Llc Topline (Other, 3.62Mn shares), Ross Dove (Ceo, 2.32Mn shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Capital Partners, Lp Topline | TenPercentOwner | 3,617,885 | 0 | 3,617,885 | 29.4% | 18 Apr, 2023 |
| 2 | Capital Management, Llc Topline | Other | 0 | 3,617,885 | 3,617,885 | 29.4% | 18 Apr, 2023 |
| 3 | Ross Dove | Ceo | 2,321,917 | 0 | 2,321,917 | 18.9% | 26 Mar, 2025 |
| 4 | David Van Ludwig | President Of Subsidiary | 900,479 | 0 | 900,479 | 7.3% | 12 Mar, 2025 |
| 5 | Samuel L Shimer | Director | 352,500 | 0 | 352,500 | 2.9% | 26 Mar, 2026 |
| 6 | Michael Hexner | Director | 272,104 | 0 | 272,104 | 2.2% | 26 Mar, 2026 |
| 7 | James Edward Sklar | Evp, Gen Counsel Secretary | 254,891 | 0 | 254,891 | 2.1% | 02 Sep, 2026 |
| 8 | Brian J. Cobb | Cfo | 245,353 | 0 | 245,353 | 2.0% | 20 Aug, 2026 |
| 9 | Thomas Van Ludwig | President, Nlex | 222,608 | 0 | 222,608 | 1.8% | 18 May, 2026 |
| 10 | Nicholas Kirk Dove | President, Industrial Assets | 186,000 | 0 | 186,000 | 1.5% | 17 Aug, 2026 |
| 11 | Barbara A Sinsley | Director | 101,300 | 0 | 101,300 | 0.8% | 26 Mar, 2026 |
| 12 | Kelly S Sharpe | Director | 95,800 | 0 | 95,800 | 0.8% | 27 Mar, 2026 |
| 13 | William L Burnham | Director | 70,000 | 0 | 70,000 | 0.6% | 26 Mar, 2026 |
| 14 | Shirley Cho | Director | 30,000 | 0 | 30,000 | 0.2% | 03 Apr, 2023 |
| 15 | Bruce Kenneth Hounsell | President, Heritage Debtx Llc | 10,000 | 0 | 10,000 | 0.1% | 17 Aug, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 01 Sep, 2026 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 2,500 | $1.27 | $3.18K | 254,891 | Direct |
| 20 Aug, 2026 | Brian J. Cobb | Cfo | Acquired P | 20,000 | $1.10 | $22.00K | 245,353 | Direct |
| 17 Aug, 2026 | Nicholas Kirk Dove | President, Industrial Assets | Acquired P | 60,000 | $1.10 | $65.94K | 186,000 | Direct |
| 17 Aug, 2026 | Bruce Kenneth Hounsell | President, Heritage Debtx Llc | Acquired P | 10,000 | $1.14 | $11.40K | 10,000 | Direct |
| 21 May, 2026 | Nicholas Kirk Dove | President, Industrial Assets | Acquired P | 26,000 | $1.22 | $31.59K | 126,000 | Direct |
| 14 May, 2026 | Thomas Van Ludwig | President, Nlex | Acquired M | 31,875 | $0.70 | $22.31K | 246,527 | Direct |
| 14 May, 2026 | Thomas Van Ludwig | President, Nlex | Acquired F | 23,919 | $1.22 | $29.18K | 222,608 | Direct |
| 14 May, 2026 | Thomas Van Ludwig | President, Nlex | Disposed M | 31,875 | $0.00 | $0 | 85,000 | Direct |
| 01 May, 2026 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.33 | $4.97K | 257,391 | Direct |
| 01 Apr, 2026 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.35 | $5.04K | 261,125 | Direct |
| 05 Mar, 2026 | Kelly S Sharpe | Director | Acquired A | 20,000 | $0.00 | $0 | 95,800 | Direct |
| 05 Mar, 2026 | Michael Hexner | Director | Acquired A | 20,000 | $0.00 | $0 | 272,104 | Direct |
| 05 Mar, 2026 | Barbara A Sinsley | Director | Acquired A | 20,000 | $0.00 | $0 | 101,300 | Direct |
| 05 Mar, 2026 | William L Burnham | Director | Acquired A | 20,000 | $0.00 | $0 | 70,000 | Direct |
| 05 Mar, 2026 | Samuel L Shimer | Director | Acquired A | 20,000 | $0.00 | $0 | 352,500 | Direct |
| 02 Mar, 2026 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.30 | $4.85K | 264,859 | Direct |
| 02 Feb, 2026 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.37 | $5.12K | 268,593 | Direct |
| 02 Jan, 2026 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.23 | $4.59K | 272,327 | Direct |
| 01 Dec, 2025 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.31 | $4.89K | 276,061 | Direct |
| 03 Nov, 2025 | James Edward Sklar | Evp, Gen Counsel Secretary | Disposed S | 3,734 | $1.43 | $5.34K | 279,795 | Direct |