Hercules Capital HCXY Insider Ownership

NYSE HCXY
$25.05 +0.03 (+0.12%)
As of: Sep 8, 2026 · 3:02 PM EDT

Insider Holdings by Owner

3.52Mn Shares

Insider Ownership Statistics

as of 30 Jun, 2018
Insider Ownership
share count not reported for this filer set
Shares Held by Insiders
124.26K
filed for Jun 2018
0.00% QoQ
Shares Outstanding
188.86Mn
188,861,000 shares
Direct Holdings
124.26K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Jun 2018
Insiders Holding Shares
12
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters
Form 4 Holdings

Insiders Holding HCXY

Insiders 12
Shares held 3.52Mn
Of outstanding 1.86%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Scott Bluestein Chief Executive Officer 2,475,593 0 2,475,593 70.3% 13 Jul, 2026
2 Seth H Meyer President 435,605 0 435,605 12.4% 13 Jul, 2026
3 Thomas J Fallon Director 0 157,669 157,669 4.5% 30 Mar, 2026
4 Christian Follmann Chief Operating Officer 144,539 0 144,539 4.1% 13 Jul, 2026
5 Gayle A Crowell Director 97,589 0 97,589 2.8% 30 Mar, 2026
6 Kiersten Zaza Botelho Chief Legal Officer Cco 89,388 0 89,388 2.5% 13 Jul, 2026
7 Bradford C. Koenig Director 6,211 27,273 33,484 1.0% 21 Nov, 2022
8 Nikos Theodosopoulos Director 29,362 0 29,362 0.8% 30 Mar, 2026
9 Paramjeet K Randhawa Director 22,486 0 22,486 0.6% 30 Mar, 2026
10 Wade Loo Director 14,050 0 14,050 0.4% 30 Mar, 2026
11 Deanne Aguirre Director 10,749 0 10,749 0.3% 30 Mar, 2026
12 Robert P Badavas Director 8,943 0 8,943 0.3% 23 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

3,865 Insider Transactions

Source SEC Form 4
Latest quarter Jun 2018
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
09 Jul, 2026 Seth H Meyer President Disposed F 3,011 $15.69 $47.24K 439,063 Direct
09 Jul, 2026 Scott Bluestein Chief Executive Officer Disposed F 9,741 $15.69 $152.84K 2,486,245 Direct
09 Jul, 2026 Christian Follmann Chief Operating Officer Disposed F 1,433 $15.69 $22.48K 145,904 Direct
09 Jul, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 956 $15.69 $15.00K 90,406 Direct
09 Jul, 2026 Scott Bluestein Chief Executive Officer Disposed F 10,652 $15.69 $167.13K 2,475,593 Direct
09 Jul, 2026 Seth H Meyer President Disposed F 3,458 $15.69 $54.26K 435,605 Direct
09 Jul, 2026 Christian Follmann Chief Operating Officer Disposed F 1,365 $15.69 $21.42K 144,539 Direct
09 Jul, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 1,018 $15.69 $15.97K 89,388 Direct
18 Jun, 2026 Robert P Badavas Director Acquired A 3,873 $15.49 $59.99K 8,943 Direct
18 Jun, 2026 Robert P Badavas Director Acquired A 3,873 $15.49 $59.99K 8,943 Direct
18 Jun, 2026 Robert P Badavas Director Acquired A 3,873 $15.49 $59.99K 8,943 Direct
18 Jun, 2026 Robert P Badavas Director Acquired A 3,873 $15.49 $59.99K 8,943 Direct
09 Jun, 2026 Seth H Meyer Chief Financial Officer Disposed F 5 $15.45 $77 442,074 Direct
09 Apr, 2026 Christian Follmann Chief Operating Officer Disposed F 1,365 $14.74 $20.12K 148,770 Direct
09 Apr, 2026 Kiersten Zaza Botelho Chief Legal Officer Cco Disposed F 956 $14.74 $14.09K 92,380 Direct
09 Apr, 2026 Seth H Meyer Chief Financial Officer Disposed F 3,458 $14.74 $50.97K 445,090 Direct
09 Apr, 2026 Scott Bluestein Chief Executive Officer Disposed F 10,652 $14.74 $157.01K 2,505,727 Direct
09 Apr, 2026 Scott Bluestein Chief Executive Officer Disposed F 9,741 $14.74 $143.58K 2,495,986 Direct
09 Apr, 2026 Seth H Meyer Chief Financial Officer Disposed F 3,011 $14.74 $44.38K 442,079 Direct
09 Apr, 2026 Christian Follmann Chief Operating Officer Disposed F 1,433 $14.74 $21.12K 147,337 Direct