Hercules Capital, Inc. (HCXY) Insider Ownership

Historic Insider Ownership Trends

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Scott Bluestein Chief Executive Officer 2,516,379 0 27 Feb, 2026
Seth H Meyer Chief Financial Officer 448,548 0 09 Mar, 2026
Thomas J Fallon - 0 157,669 30 Mar, 2026
Christian Follmann Chief Operating Officer 150,135 0 05 Mar, 2026
Robert P Badavas - 0 122,073 27 Feb, 2026
Gayle A Crowell - 97,589 0 30 Mar, 2026
Kiersten Zaza Botelho Chief Legal Officer Cco 93,336 0 27 Feb, 2026
Melanie Grace General Counsel Cco 66,106 0 20 Aug, 2021
Bradford C. Koenig - 6,211 27,273 21 Nov, 2022
Wade Loo - 0 32,767 26 Feb, 2026
Nikos Theodosopoulos - 29,362 0 30 Mar, 2026
Doreen Woo Ho - 27,201 0 02 Aug, 2021
Paramjeet K Randhawa - 22,486 0 30 Mar, 2026
Melanie Grace General Counsel Cco 21,034 0 20 Aug, 2021
Deanne Aguirre - 0 18,180 20 Jun, 2025
Wade Loo - 14,050 0 30 Mar, 2026
Deanne Aguirre - 10,749 0 30 Mar, 2026
Thomas J Fallon - 6,789 0 08 Aug, 2024
Robert P Badavas - 5,070 0 30 Mar, 2026

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
26 Mar, 2026 Wade Loo Common Stock A 7,317 $14.35 14,050 D P
26 Mar, 2026 Nikos Theodosopoulos Common Stock A 7,317 $14.35 29,362 D P
26 Mar, 2026 Deanne Aguirre Common Stock A 7,317 $14.35 10,749 D P
26 Mar, 2026 Thomas J Fallon Common Stock A 7,300 $14.30 157,669 I P
26 Mar, 2026 Gayle A Crowell Common Stock A 7,317 $14.35 97,589 D P
26 Mar, 2026 Robert P Badavas Common Stock A 3,658 $14.35 5,070 D P
26 Mar, 2026 Paramjeet K Randhawa Common Stock A 2,926 $14.35 22,486 D P
05 Mar, 2026 Seth H Meyer Common Stock D 5 $15.11 448,548 D F
04 Mar, 2026 Paramjeet K Randhawa Common Stock A 3,050 $14.78 19,560 D P
04 Mar, 2026 Christian Follmann Common Stock D 5,000 $14.68 150,135 D P
04 Mar, 2026 Christian Follmann Common Stock A 5,000 $14.68 150,135 D P
27 Feb, 2026 Kiersten Zaza Botelho Common Stock A 1,300 $14.21 93,336 D P
27 Feb, 2026 Thomas J Fallon Common Stock A 20,000 $14.20 150,369 I P
27 Feb, 2026 Nikos Theodosopoulos Common Stock A 2,600 $14.21 21,523 D P
27 Feb, 2026 Robert P Badavas Common Stock A 5,000 $14.27 122,073 I P
27 Feb, 2026 Seth H Meyer Common Stock A 7,000 $14.33 448,553 D P
27 Feb, 2026 Seth H Meyer Common Stock A 14,000 $14.33 448,553 D P
27 Feb, 2026 Scott Bluestein Common Stock A 7,000 $14.35 2,516,379 D P
25 Feb, 2026 Wade Loo Common Stock A 3,300 $14.98 32,767 I P
24 Feb, 2026 Robert P Badavas Common Stock A 5,000 $15.01 117,073 I P