Gladstone Capital's top three insider shareholders as of September 29, 2026 are Bob Marcotte (President, 248.21K shares), Nicole Frances Dubas Schaltenbrand (Cfo And Treasurer, 3.10K shares), Michela A English (Director, 569 shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Bob Marcotte | President | 248,210 | 0 | 248,210 | 98.5% | 11 Dec, 2024 |
| 2 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | 3,095 | 0 | 3,095 | 1.2% | 21 Nov, 2025 |
| 3 | Michela A English | Director | 569 | 0 | 569 | 0.2% | 14 Apr, 2025 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 20 Nov, 2025 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | Acquired P | 496 | $20.16 | $10.00K | 3,095 | Direct |
| 11 Apr, 2025 | Michela A English | Director | Disposed S | 225 | $23.69 | $5.33K | 569 | Direct |
| 11 Dec, 2024 | Bob Marcotte | President | Disposed S | 15,500 | $27.35 | $423.93K | 248,210 | Direct |
| 22 Feb, 2022 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | Acquired P | 230 | $21.70 | $4.99K | 1,871 | Direct |
| 16 Mar, 2020 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | Acquired P | 763 | $13.10 | $10.00K | 382 | Indirect |
| 16 Mar, 2020 | Michael Licalsi | General Counsel And Secretary | Acquired P | 1,000 | $13.49 | $13.49K | 4,170 | Direct |
| 12 Mar, 2020 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | Acquired P | 476 | $14.02 | $6.67K | 1,488 | Direct |
| 12 Mar, 2020 | Robert L Marcotte | President | Acquired P | 5,000 | $13.98 | $69.90K | 251,971 | Direct |
| 12 Mar, 2020 | Robert L Marcotte | President | Acquired P | 5,000 | $14.00 | $70.00K | 254,471 | Direct |
| 09 Mar, 2020 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | Acquired P | 254 | $15.80 | $4.01K | 1,250 | Direct |
| 25 Feb, 2020 | Robert L Marcotte | President | Acquired P | 5,000 | $18.88 | $94.40K | 245,626 | Direct |
| 25 Feb, 2020 | Robert L Marcotte | President | Acquired P | 5,000 | $18.98 | $94.90K | 248,126 | Direct |
| 06 Dec, 2018 | Robert L Marcotte | President | Acquired P | 9,000 | $16.60 | $149.40K | 230,019 | Direct |
| 07 Dec, 2018 | Robert L Marcotte | President | Acquired P | 3,000 | $16.84 | $50.52K | 231,519 | Direct |
| 21 Nov, 2018 | Nicole Frances Dubas Schaltenbrand | Cfo And Treasurer | Acquired P | 582 | $17.24 | $10.03K | 997 | Direct |
| 20 Nov, 2018 | Robert L Marcotte | President | Acquired P | 10,000 | $17.42 | $174.20K | 224,128 | Direct |
| 19 Sep, 2018 | David Gladstone | Ceo | Acquired J | 26,405 | $19.10 | $504.34K | 13,203 | Indirect |
| 08 May, 2018 | Robert L Marcotte | President | Acquired P | 10,000 | $17.82 | $178.20K | 211,632 | Direct |
| 08 Feb, 2018 | Caren D Merrick | Director | Acquired P | 1,000 | $18.06 | $18.06K | 1,418 | Direct |
| 08 Feb, 2018 | David Gladstone | Ceo | Acquired P | 1,000 | $18.24 | $18.24K | 584,860 | Direct |