Gladstone Investment Corporation\De (GAINI) Insider Ownership

Historic Insider Ownership Trends

As of July 26, 2026, the three largest insider holders of GAINI are David A R Dullum (President, 149.92K shares), Walter H Wilkinson (Director, 26.15K shares), Rachael Z. Easton (Cfo And Treasurer, 1.40K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Walter H Wilkinson - 26,154 0 07 Feb, 2023
David A R Dullum President 149,916 0 08 Aug, 2023
Jennifer A Smith Chief Valuation Officer 100 0 19 Aug, 2022
Rachael Z. Easton Cfo And Treasurer 1,400 0 07 Nov, 2023

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
10 Oct, 2024 David A R Dullum Common Stock D 3,000 $0.00 0 I G
06 Nov, 2023 Rachael Z. Easton Common Stock A 650 $14.67 1,400 D P
07 Aug, 2023 David A R Dullum Common Stock A 5,000 $13.39 149,916 D P
16 Mar, 2023 Rachael Z. Easton Common Stock A 375 $13.12 750 D P
14 Mar, 2023 David A R Dullum Common Stock A 3,000 $12.84 144,916 D P
06 Feb, 2023 Walter H Wilkinson Common Stock A 3,661 $13.96 26,154 D P
06 Feb, 2023 Walter H Wilkinson Common Stock A 3,661 $13.96 26,154 D P
06 Feb, 2023 Walter H Wilkinson Common Stock A 3,661 $13.96 26,154 D P
16 Dec, 2022 David A R Dullum Common Stock A 3,000 $13.06 141,916 D P
19 Aug, 2022 Jennifer A Smith Common Stock A 100 $15.61 100 D P
19 Aug, 2022 Jennifer A Smith Common Stock A 100 $15.61 100 D P
19 Aug, 2022 Jennifer A Smith Common Stock A 100 $15.61 100 D P
14 Jun, 2022 David A R Dullum Common Stock A 4,000 $12.75 138,916 D P
20 May, 2022 Rachael Z. Easton Common Stock A 175 $14.52 375 D P
24 Feb, 2022 David A R Dullum Common Stock A 3,000 $14.46 132,416 D P
24 Feb, 2022 David A R Dullum Common Stock A 2,500 $14.69 134,916 D P
23 Feb, 2022 Rachael Z. Easton Common Stock A 200 $14.93 200 D P
03 Dec, 2021 David A R Dullum Common Stock A 3,000 $16.54 129,416 D P
23 Mar, 2020 Terry Lee Brubaker Common Stock A 2,500 $6.83 16,233 D P
23 Mar, 2020 David A R Dullum Common Stock A 2,500 $6.80 126,416 D P