As of April 11, 2026, Duos Technologies's top three insider holders are Lp Bleichroeder (TenPercentOwner, 1.63Mn shares), Norman H Pessin (TenPercentOwner, 1.22Mn shares), Charles Parker Ferry (Ceo, 261.44K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Lp Bleichroeder | - | 0 | 1,627,806 | 23 Sep, 2024 |
| Norman H Pessin | - | 1,221,062 | 0 | 06 Oct, 2022 |
| Charles Parker Ferry | Ceo | 261,445 | 0 | 07 Apr, 2026 |
| Leah F. Brown | Chief Financial Officer | 150,000 | 0 | 27 Jan, 2026 |
| Christopher T. King | Chief Operating Officer | 112,500 | 0 | 16 Sep, 2025 |
| Christopher T. King | Chief Operating Officer | 112,500 | 0 | 16 Sep, 2025 |
| James Craig Nixon | - | 77,203 | 0 | 02 Apr, 2026 |
| James Craig Nixon | - | 77,203 | 0 | 02 Apr, 2026 |
| Kenneth S Ehrman | - | 69,896 | 0 | 03 Jan, 2025 |
| Kenneth S Ehrman | - | 69,896 | 0 | 03 Jan, 2025 |
| Ned Mavrommatis | - | 53,884 | 0 | 02 Apr, 2026 |
| Ned Mavrommatis | - | 53,884 | 0 | 02 Apr, 2026 |
| Frank A Lonegro | - | 38,546 | 0 | 02 Apr, 2026 |
| Frank A Lonegro | - | 38,546 | 0 | 02 Apr, 2026 |
| Edmond L Harris | - | 13,932 | 0 | 05 Jan, 2023 |
| Edmond L Harris | - | 13,932 | 0 | 05 Jan, 2023 |
| Kenneth S Ehrman | - | 10,000 | 0 | 02 Apr, 2025 |
| Kenneth S Ehrman | - | 10,000 | 0 | 02 Apr, 2025 |
| Charles Parker Ferry | Chief Executive Officer | 6,000 | 0 | 23 May, 2022 |
| Brian J. James | - | 5,956 | 0 | 02 Apr, 2026 |
| Brian J. James | - | 5,956 | 0 | 02 Apr, 2026 |
| Adrian Graham Goldfarb | Cfo | 3,981 | 0 | 07 Jan, 2026 |
| Adrian Graham Goldfarb | Cfo | 3,981 | 0 | 07 Jan, 2026 |
| Andrew Winslow Murphy | Cfo | 3,199 | 0 | 10 Jan, 2024 |
| Andrew Winslow Murphy | Cfo | 3,199 | 0 | 10 Jan, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 01 Apr, 2026 | Charles Parker Ferry | Common Stock, $0.001 par value | D | 261,444 | - | 261,445 | D | J |
| 31 Mar, 2026 | Ned Mavrommatis | Common Stock, $0.001 par value | A | 2,988 | $6.69 | 53,884 | D | A |
| 31 Mar, 2026 | Frank A Lonegro | Common Stock, $0.001 par value | A | 3,735 | $6.69 | 38,546 | D | A |
| 31 Mar, 2026 | Brian J. James | Common Stock, $0.001 par value | A | 3,735 | $6.69 | 5,956 | D | A |
| 31 Mar, 2026 | James Craig Nixon | Common Stock, $0.001 par value | A | 3,735 | $6.69 | 77,203 | D | A |
| 31 Dec, 2025 | Frank A Lonegro | Common Stock, $0.001 par value | A | 2,185 | $11.44 | 24,811 | D | A |
| 31 Dec, 2025 | Ned Mavrommatis | Common Stock, $0.001 par value | A | 1,748 | $11.44 | 40,896 | D | A |
| 31 Dec, 2025 | James Craig Nixon | Common Stock, $0.001 par value | A | 2,185 | $11.44 | 63,468 | D | A |
| 31 Dec, 2025 | James Craig Nixon | Common Stock, $0.001 par value | A | 10,000 | $11.44 | 73,468 | D | A |
| 31 Dec, 2025 | Ned Mavrommatis | Common Stock, $0.001 par value | A | 10,000 | $11.44 | 50,896 | D | A |
| 31 Dec, 2025 | Frank A Lonegro | Common Stock, $0.001 par value | A | 10,000 | $11.44 | 34,811 | D | A |
| 31 Dec, 2025 | Leah F. Brown | Common Stock, $0.001 par value | A | 228 | $6.17 | 228 | D | A |
| 01 Jan, 2026 | Leah F. Brown | Common Stock, $0.001 par value | A | 150,000 | - | 150,000 | D | A |
| 31 Dec, 2025 | Charles Parker Ferry | Common Stock, $0.001 par value | A | 648 | $6.17 | 5,044 | D | A |
| 31 Dec, 2025 | Adrian Graham Goldfarb | Common Stock, $0.001 par value | A | 715 | $6.17 | 3,981 | D | A |
| 31 Dec, 2025 | Frank A Lonegro | Common Stock, $0.001 par value | A | 2,185 | $11.44 | 24,811 | D | A |
| 31 Dec, 2025 | James Craig Nixon | Common Stock, $0.001 par value | A | 2,185 | $11.44 | 63,468 | D | A |
| 31 Dec, 2025 | Ned Mavrommatis | Common Stock, $0.001 par value | A | 1,748 | $11.44 | 40,896 | D | A |
| 31 Dec, 2025 | Brian J. James | Common Stock, $0.001 par value | A | 1,638 | $11.44 | 2,221 | D | A |
| 02 Jan, 2026 | Ned Mavrommatis | Common Stock, $0.001 par value | A | 10,000 | $10.80 | 50,896 | D | A |