John Hancock Financial Opportunities Fund BTO Insider Ownership

NYSE BTO

$37.54 +0.34 (+0.91%)

At close: Nov 6, 2026 · 4:00 PM EST

Insider Holdings by Owner

3.21K Shares

William K Bacic76023.7%

Noni L Ellison75623.6%

Dean Garfield51316.0%

Thomas Rowe Wright37811.8%

Christine Hurtsellers32110.0%

Other insiders (2)48115.0%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

—

share count not reported for this filer set

Shares Held by Insiders

2.20K

filed for Sep 2026

▲+9.14% QoQ

Shares Outstanding

—

not reported

Direct Holdings

2.20K

Indirect: 0

Net Open-Market Trades

+184

net bought · $7.47K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Oct 5, 2026

Over the past year, BTO insiders bought $29,475 of stock (775 shares) on the open market and sold none.

A count shows 3 insiders buying BTO stock on the open market over the past 12 months and none selling.
Among John Hancock Financial Opportunities Fund's insiders, the largest open-market purchases in the past 12 months were by Christine Hurtsellers (Director), totaling $12,000 (321 shares), most recently on May 6, 2026.
William K. Bacic made the most recent open-market trade by an insider of John Hancock Financial Opportunities Fund, a purchase of 184 shares for $7,474 on July 22, 2026.
Business Quant data puts insider holdings in BTO at 2.2K shares across insiders' latest Form 4 filings, up 9.14% from 2.01K shares at the end of Q2 2026 and up 13.54% from 1.94K shares at the end of Q3 2025.
By type of ownership, BTO insiders hold all of their 2.2K shares directly.
Business Quant counts 5 insiders with holdings in John Hancock Financial Opportunities Fund stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
John Hancock Financial Opportunities Fund's top three insider holders by shares held are Noni L. Ellison (756 shares), William K. Bacic (472 shares) and Thomas Rowe Wright (Director, 378 shares).
Of the shares held by BTO insiders, 34.41% belong to Noni L. Ellison.
In the past year, 3 insiders of John Hancock Financial Opportunities Fund submitted 3 Form 4 filings reporting trades, awards or other transactions.
Insider figures for BTO include Form 4 filings through July 22, 2026.

Form 4 Holdings

Insiders Holding BTO

Insiders 7

Shares held 3.21K

Of outstanding —

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	William K Bacic	Other	760	760	23.7%	22 Jul, 2026
2	Noni L Ellison	Other	756	756	23.6%	26 Dec, 2024
3	Dean Garfield	Director	513	513	16.0%	04 Jan, 2024
4	Thomas Rowe Wright	Director	378	378	11.8%	09 Apr, 2025
5	Christine Hurtsellers	Director	321	321	10.0%	07 May, 2026
6	Kenneth J Phelan	Director	270	270	8.4%	27 Jan, 2026
7	Steven R Pruchansky	Other	212	212	6.6%	09 Aug, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

59 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
22 Jul, 2026	William K Bacic	Other	Acquired P	184	$40.62	$7.47K	472	Direct
06 May, 2026	Christine Hurtsellers	Director	Acquired P	163	$37.38	$6.09K	163	Direct
06 May, 2026	Christine Hurtsellers	Director	Acquired P	156	$37.38	$5.83K	319	Direct
06 May, 2026	Christine Hurtsellers	Director	Acquired P	2	$37.38	$75	321	Direct
06 May, 2026	Christine Hurtsellers	Director	Acquired P	0	$37.49	$1	321	Direct
26 Jan, 2026	Kenneth J Phelan	Director	Acquired P	270	$37.10	$10.00K	270	Direct
08 Apr, 2025	Thomas Rowe Wright	Director	Acquired P	378	$29.55	$11.17K	378	Direct
14 Jan, 2025	William K Bacic	Other	Acquired P	288	$34.70	$9.99K	288	Direct
23 Dec, 2024	Noni L Ellison	Other	Acquired P	315	$35.90	$11.31K	756	Direct
02 Jan, 2024	Dean Garfield	Director	Acquired P	513	$30.55	$15.67K	513	Direct
12 Oct, 2023	Noni L Ellison	Director	Acquired P	100	$24.48	$2.45K	100	Direct
12 Oct, 2023	Noni L Ellison	Director	Acquired P	2	$25.50	$51	102	Direct
12 Oct, 2023	Noni L Ellison	Director	Acquired P	76	$25.52	$1.94K	178	Direct
12 Oct, 2023	Noni L Ellison	Director	Acquired P	254	$25.52	$6.48K	432	Direct
05 Aug, 2022	Steven R Pruchansky	Other	Disposed S	1,091	$37.94	$41.39K	212	Direct
17 Nov, 2020	Frances G Rathke	Other	Acquired P	367	$27.27	$10.01K	367	Direct
30 Sep, 2016	Hassell H Mcclellan	Other	Disposed S	147	$27.46	$4.04K	500	Direct
04 Jan, 2016	James Boyle	Other	Acquired P	548	$27.37	$15.00K	548	Direct
19 Nov, 2013	Theron S Hoffman	Other	Disposed S	81	$22.22	$1.80K	655	Direct
18 Nov, 2013	Charles L Bardelis	Other	Acquired P	300	$22.18	$6.65K	587	Direct

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