| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Colleen B Brown | - | 31,499 | 0 | 20 Jun, 2025 |
| De'Ana Dow | - | 39,271 | 0 | 20 Jun, 2025 |
| Richard Lumb | - | 21,065 | 0 | 01 Jul, 2024 |
| Exchange, Inc. Intercontinental | - | 0 | 7,919,002 | 05 Dec, 2025 |
| Jill Simeone | - | 37,806 | 0 | 20 Jun, 2025 |
| Michelle J Goldberg | - | 37,608 | 0 | 20 Jun, 2025 |
| Michael Alfred | - | 28,476 | 0 | 01 Dec, 2025 |
| Kai Schmitz | - | 20,000 | 0 | 15 Oct, 2021 |
| Kurt Summers | - | 20,000 | 0 | 15 Oct, 2021 |
| Impact Acquisition Holdings Sponsor, Llc Vpc | - | 2,195,441 | 0 | 28 Dec, 2023 |
| Gordon Watson | - | 46,910 | 0 | 20 Jun, 2025 |
| Andrew Labenne | Chief Financial Officer | 320,414 | 0 | 19 Apr, 2022 |
| Sheela Zemlin | Evp, Chief Revenue Officer | 321,147 | 0 | 19 Apr, 2022 |
| Nicolas Cabrera | Chief Product Officer | 187,491 | 0 | 23 Feb, 2022 |
| Karen Alexander | Chief Financial Officer | 69,499 | 0 | 18 Nov, 2025 |
| Gavin Constantine Michael | Ceo And President | 4,218,666 | 0 | 20 Mar, 2024 |
| Marc D'Annunzio | General Counsel And Secretary | 106,069 | 0 | 31 Mar, 2026 |
| Kristyn Cook | - | 124,350 | 0 | 16 Jun, 2022 |
| Nancy Gordon | Chief Product Officer, Loyalty | 283,155 | 0 | 14 Feb, 2023 |
| Sean Roberts Collins | - | 0 | 582,323 | 15 Oct, 2021 |
| Michael Leroy Lewis | Chief Engineering Officer | 470,125 | 0 | 28 Feb, 2023 |
| Daniel O'Prey | Chief Product Officer, Crypto | 441,238 | 0 | 28 Feb, 2023 |
| Andrew A Main | Co Ceo President | 431,963 | 0 | 16 Jul, 2025 |
| Meredith Spatz | Chief Client Officer | 290,992 | 0 | 28 Feb, 2023 |
| Mark Sonbolian Elliot | Chief Sales Mktg Officer | 449,260 | 0 | 28 Feb, 2023 |
| Charles Goodroe | Chief Accounting Officer | 32,789 | 0 | 26 Feb, 2024 |
| Joseph Sean-Walsh Henderson | Chief Accounting Officer | 10,936 | 0 | 23 Dec, 2025 |
| Nicholas Baes | Chief Operating Officer | 101,312 | 0 | 08 Apr, 2026 |
| Akshay Sudhir Naheta | Ceo And President | 1,098,577 | 0 | 18 Nov, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Apr, 2026 | Nicholas Baes | Class A Common Stock | D | 711 | $7.56 | 101,312 | D | S |
| 27 Mar, 2026 | Marc D'Annunzio | Class A Common Stock | D | 6,422 | $8.55 | 111,411 | D | S |
| 27 Mar, 2026 | Marc D'Annunzio | Class A Common Stock | D | 6,422 | $8.55 | 111,411 | D | S |
| 27 Mar, 2026 | Marc D'Annunzio | Class A Common Stock | D | 6,422 | $8.55 | 111,411 | D | S |
| 30 Mar, 2026 | Marc D'Annunzio | Class A Common Stock | D | 5,342 | $7.08 | 106,069 | D | S |
| 30 Mar, 2026 | Marc D'Annunzio | Class A Common Stock | D | 5,342 | $7.08 | 106,069 | D | S |
| 30 Mar, 2026 | Marc D'Annunzio | Class A Common Stock | D | 5,342 | $7.08 | 106,069 | D | S |
| 24 Feb, 2026 | Marc D'Annunzio | Class A Common Stock | D | 785 | $10.09 | 117,833 | D | S |
| 24 Feb, 2026 | Marc D'Annunzio | Class A Common Stock | D | 785 | $10.09 | 117,833 | D | S |
| 24 Feb, 2026 | Marc D'Annunzio | Class A Common Stock | D | 785 | $10.09 | 117,833 | D | S |
| 19 Dec, 2025 | Joseph Sean-Walsh Henderson | Class A Common Stock | D | 2,461 | $10.01 | 10,936 | D | S |
| 19 Dec, 2025 | Joseph Sean-Walsh Henderson | Class A Common Stock | D | 2,461 | $10.01 | 10,936 | D | S |
| 19 Dec, 2025 | Joseph Sean-Walsh Henderson | Class A Common Stock | D | 2,461 | $10.01 | 10,936 | D | S |
| 03 Dec, 2025 | Exchange, Inc. Intercontinental | Class A Common Stock | A | 465,890 | - | 7,919,002 | I | C |
| 03 Nov, 2025 | Exchange, Inc. Intercontinental | Class A Common Stock | A | 649,934 | - | 649,934 | I | J |
| 03 Dec, 2025 | Exchange, Inc. Intercontinental | Preferred Stock | D | 465,890 | - | 0 | I | C |
| 03 Nov, 2025 | Exchange, Inc. Intercontinental | Class A Common Stock | A | 6,803,178 | - | 7,453,112 | I | C |
| 03 Nov, 2025 | Exchange, Inc. Intercontinental | Bakkt Opco Units | D | 6,803,178 | - | 0 | I | C |
| 03 Nov, 2025 | Exchange, Inc. Intercontinental | Preferred Stock | A | 465,890 | $39.34 | 465,890 | I | J |
| 03 Nov, 2025 | Exchange, Inc. Intercontinental | Class 1 Warrants (right to buy) | A | 230,680 | - | 230,680 | I | J |