As of March 23, 2026, Ascent Solar Technologies's top three insider holders are Investment Holding, Llc Bd1 (TenPercentOwner, 7.93Mn shares), Investment, Llc Crowdex (TenPercentOwner, 5.55Mn shares), Ag Tubesolar (TenPercentOwner, 4.96Mn shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Investment Holding, Llc Bd1 | 7,933,334 | 0 | 07 Apr, 2023 | |
| Investment, Llc Crowdex | 5,545,042 | 0 | 02 Mar, 2022 | |
| Ag Tubesolar | 4,958,927 | 0 | 01 Jun, 2022 | |
| Jeffrey Max | Chief Executive Office | 3,534,591 | 0 | 27 Sep, 2022 |
| Paul P. Warley | Chief Executive Officer | 246,538 | 0 | 12 Jun, 2024 |
| David Theodore Jr Peterson | 108,152 | 0 | 02 Jul, 2024 | |
| Gregory C Thompson | 42,361 | 0 | 19 Jan, 2024 | |
| Louis C. Berezovsky | 42,361 | 0 | 19 Jan, 2024 | |
| Jin H. Jo | Chief Financial Officer | 37,612 | 0 | 11 Jun, 2024 |
| Bobby Gulati | Chief Operating Officer | 328 | 0 | 03 Jan, 2025 |
| Reynolds T. Forrest | 312 | 0 | 07 Jan, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 30 Dec, 2025 | Reynolds T. Forrest | Common Stock | D | 521 | $4.62 | 312 | D | S |
| 23 Dec, 2025 | Reynolds T. Forrest | Common Stock | D | 38,827 | $5.08 | 833 | D | S |
| 15 Dec, 2025 | Reynolds T. Forrest | Common Stock | A | 38,827 | $2.50 | 39,660 | D | C |
| 15 Dec, 2025 | Reynolds T. Forrest | Series 1C Convertible Preferred Stock | D | 89 | $0.00 | 61 | D | C |
| 02 Jun, 2025 | Gregory C Thompson | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | David Theodore Jr Peterson | Common Stock Option (Right to buy) | A | 32,000 | $0.00 | 32,000 | D | A |
| 02 Jun, 2025 | Reynolds T. Forrest | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Louis C. Berezovsky | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Bobby Gulati | Common Stock Option (Right to buy) | A | 47,500 | $0.00 | 47,500 | D | A |
| 02 Jun, 2025 | Jin H. Jo | Common Stock Option (Right to buy) | A | 47,500 | $0.00 | 47,500 | D | A |
| 02 Jun, 2025 | Paul P. Warley | Common Stock Option (Right to buy) | A | 105,000 | $0.00 | 105,000 | D | A |
| 01 Jan, 2025 | Bobby Gulati | Common Stock | D | 49 | $3.10 | 328 | D | F |
| 17 Oct, 2024 | Gregory C Thompson | Series 1C Convertible Preferred Stock | A | 35 | $0.00 | 35 | D | P |
| 17 Oct, 2024 | Paul P. Warley | Series 1C Convertible Preferred Stock | A | 55 | $0.00 | 55 | D | P |
| 17 Oct, 2024 | David Theodore Jr Peterson | Series 1C Convertible Preferred Stock | A | 35 | $0.00 | 35 | D | P |
| 17 Oct, 2024 | Bobby Gulati | Series 1C Convertible Preferred Stock | A | 5 | $0.00 | 5 | D | P |
| 17 Oct, 2024 | Louis C. Berezovsky | Series 1C Convertible Preferred Stock | A | 25 | $0.00 | 25 | D | P |
| 17 Oct, 2024 | Jin H. Jo | Series 1C Convertible Preferred Stock | A | 10 | $0.00 | 10 | D | P |
| 17 Oct, 2024 | Reynolds T. Forrest | Series 1C Convertible Preferred Stock | A | 965 | $0.00 | 965 | D | P |
| 21 Aug, 2024 | Bobby Gulati | Common Stock Option (Right to buy) | A | 11,500 | $0.00 | 11,500 | D | A |