Ascent Solar Technologies's three largest insider shareholders as of May 23, 2026 are Investment Holding, Llc Bd1 (TenPercentOwner, 7.93Mn shares), Investment, Llc Crowdex (TenPercentOwner, 5.55Mn shares), Ag Tubesolar (TenPercentOwner, 4.96Mn shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Gregory C Thompson | - | 42,361 | 0 | 19 Jan, 2024 |
| Investment, Llc Crowdex | - | 5,545,042 | 0 | 02 Mar, 2022 |
| David Theodore Jr Peterson | - | 108,152 | 0 | 02 Jul, 2024 |
| Investment Holding, Llc Bd1 | - | 7,933,334 | 0 | 07 Apr, 2023 |
| Ag Tubesolar | - | 4,958,927 | 0 | 01 Jun, 2022 |
| Louis C. Berezovsky | - | 42,361 | 0 | 19 Jan, 2024 |
| Reynolds T. Forrest | - | 312 | 0 | 07 Jan, 2026 |
| Jeffrey Max | Chief Executive Office | 3,534,591 | 0 | 27 Sep, 2022 |
| Paul P. Warley | Chief Executive Officer | 246,538 | 0 | 12 Jun, 2024 |
| Bobby Gulati | Chief Operating Officer | 328 | 0 | 03 Jan, 2025 |
| Jin H. Jo | Chief Financial Officer | 37,612 | 0 | 11 Jun, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 30 Dec, 2025 | Reynolds T. Forrest | Common Stock | D | 521 | $4.62 | 312 | D | S |
| 30 Dec, 2025 | Reynolds T. Forrest | Common Stock | D | 521 | $4.62 | 312 | D | S |
| 23 Dec, 2025 | Reynolds T. Forrest | Common Stock | D | 38,827 | $5.08 | 833 | D | S |
| 23 Dec, 2025 | Reynolds T. Forrest | Common Stock | D | 38,827 | $5.08 | 833 | D | S |
| 15 Dec, 2025 | Reynolds T. Forrest | Common Stock | A | 38,827 | $2.50 | 39,660 | D | C |
| 15 Dec, 2025 | Reynolds T. Forrest | Common Stock | A | 38,827 | $2.50 | 39,660 | D | C |
| 15 Dec, 2025 | Reynolds T. Forrest | Series 1C Convertible Preferred Stock | D | 89 | $0.00 | 61 | D | C |
| 15 Dec, 2025 | Reynolds T. Forrest | Series 1C Convertible Preferred Stock | D | 89 | $0.00 | 61 | D | C |
| 02 Jun, 2025 | David Theodore Jr Peterson | Common Stock Option (Right to buy) | A | 32,000 | $0.00 | 32,000 | D | A |
| 02 Jun, 2025 | Jin H. Jo | Common Stock Option (Right to buy) | A | 47,500 | $0.00 | 47,500 | D | A |
| 02 Jun, 2025 | Bobby Gulati | Common Stock Option (Right to buy) | A | 47,500 | $0.00 | 47,500 | D | A |
| 02 Jun, 2025 | Gregory C Thompson | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Reynolds T. Forrest | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Louis C. Berezovsky | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Paul P. Warley | Common Stock Option (Right to buy) | A | 105,000 | $0.00 | 105,000 | D | A |
| 02 Jun, 2025 | Louis C. Berezovsky | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Bobby Gulati | Common Stock Option (Right to buy) | A | 47,500 | $0.00 | 47,500 | D | A |
| 02 Jun, 2025 | David Theodore Jr Peterson | Common Stock Option (Right to buy) | A | 32,000 | $0.00 | 32,000 | D | A |
| 02 Jun, 2025 | Gregory C Thompson | Common Stock Option (Right to buy) | A | 30,000 | $0.00 | 30,000 | D | A |
| 02 Jun, 2025 | Jin H. Jo | Common Stock Option (Right to buy) | A | 47,500 | $0.00 | 47,500 | D | A |