ASTI's three largest insider shareholders as of September 29, 2026 are Bobby Gulati (Chief Operating Officer, 328 shares), Reynolds T. Forrest (Director, 62 shares), David Theodore Jr Peterson (Director, 0 shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Bobby Gulati | Chief Operating Officer | 328 | 0 | 328 | 84.1% | 03 Jan, 2025 |
| 2 | Reynolds T. Forrest | Director | 62 | 0 | 62 | 15.9% | 15 Sep, 2026 |
| 3 | David Theodore Jr Peterson | Director | 0 | 0 | 0 | 0.0% | 02 Jul, 2024 |
| 4 | Investment Holding, Llc Bd1 | TenPercentOwner | 0 | 0 | 0 | 0.0% | 07 Apr, 2023 |
| 5 | Ag Tubesolar | TenPercentOwner | 0 | 0 | 0 | 0.0% | 01 Jun, 2022 |
| 6 | Louis C. Berezovsky | Director | 0 | 0 | 0 | 0.0% | 19 Jan, 2024 |
| 7 | Jeffrey Max | Chief Executive Office | 0 | 0 | 0 | 0.0% | 27 Sep, 2022 |
| 8 | Paul P. Warley | Chief Executive Officer | 0 | 0 | 0 | 0.0% | 12 Jun, 2024 |
| 9 | Gregory C Thompson | Director | 0 | 0 | 0 | 0.0% | 19 Jan, 2024 |
| 10 | Jin H. Jo | Chief Financial Officer | 0 | 0 | 0 | 0.0% | 11 Jun, 2024 |
| 11 | Investment, Llc Crowdex | TenPercentOwner | 0 | 0 | 0 | 0.0% | 02 Mar, 2022 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 25 Aug, 2026 | Reynolds T. Forrest | Director | Disposed S | 4,120 | $3.05 | $12.58K | 27,214 | Direct |
| 27 Aug, 2026 | Reynolds T. Forrest | Director | Disposed S | 5,000 | $3.10 | $15.51K | 22,214 | Direct |
| 02 Jul, 2026 | Bobby Gulati | Chief Operating Officer | Acquired A | 175,000 | $0.00 | $0 | 175,000 | Direct |
| 02 Jul, 2026 | David Theodore Jr Peterson | Director | Acquired A | 100,000 | $0.00 | $0 | 100,000 | Direct |
| 02 Jul, 2026 | Reynolds T. Forrest | Director | Acquired A | 95,000 | $0.00 | $0 | 95,000 | Direct |
| 02 Jul, 2026 | Louis C. Berezovsky | Director | Acquired A | 95,000 | $0.00 | $0 | 95,000 | Direct |
| 02 Jul, 2026 | Jin H. Jo | Chief Financial Officer | Acquired A | 175,000 | $0.00 | $0 | 175,000 | Direct |
| 02 Jul, 2026 | Paul P. Warley | Chief Executive Officer | Acquired A | 350,000 | $0.00 | $0 | 350,000 | Direct |
| 02 Jul, 2026 | Gregory C Thompson | Director | Acquired A | 95,000 | $0.00 | $0 | 95,000 | Direct |
| 02 Jun, 2026 | Reynolds T. Forrest | Director | Disposed S | 5,000 | $9.45 | $47.25K | 31,334 | Direct |
| 29 May, 2026 | Reynolds T. Forrest | Director | Acquired M | 10,000 | $1.63 | $16.30K | 46,248 | Direct |
| 29 May, 2026 | Reynolds T. Forrest | Director | Disposed F | 2,071 | $7.87 | $16.30K | 44,177 | Direct |
| 29 May, 2026 | Reynolds T. Forrest | Director | Disposed S | 7,843 | $9.15 | $71.76K | 36,334 | Direct |
| 29 May, 2026 | Reynolds T. Forrest | Director | Disposed M | 10,000 | $0.00 | $0 | 10,000 | Direct |
| 28 May, 2026 | Reynolds T. Forrest | Director | Acquired M | 10,000 | $1.63 | $16.30K | 38,655 | Direct |
| 28 May, 2026 | Reynolds T. Forrest | Director | Disposed F | 2,407 | $6.77 | $16.30K | 36,248 | Direct |
| 28 May, 2026 | Reynolds T. Forrest | Director | Disposed M | 10,000 | $0.00 | $0 | 20,000 | Direct |
| 22 May, 2026 | Reynolds T. Forrest | Director | Acquired C | 28,343 | $2.50 | $70.86K | 28,655 | Direct |
| 22 May, 2026 | Reynolds T. Forrest | Director | Disposed C | 61 | $0.00 | $0 | 0 | Direct |
| 30 Dec, 2025 | Reynolds T. Forrest | Director | Disposed S | 521 | $4.62 | $2.41K | 312 | Direct |