Ares Dynamic Credit Allocation Fund ARDC Insider Ownership

NYSE ARDC
$11.55 -0.17 (-1.44%)
At close: Sep 23, 2026 · 4:00 PM EDT

Insider Holdings by Owner

445.00K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
—
share count not reported for this filer set
Shares Held by Insiders
445.00K
filed for Sep 2026
▼-61.80% QoQ
Shares Outstanding
—
not reported
Direct Holdings
435.00K
Indirect: 10.00K
Net Shares Traded (QoQ)
-720.00K
net selling in Sep 2026
Insiders Holding Shares
3
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —
Form 4 Holdings

Insiders Holding ARDC

Insiders 3
Shares held 445.00K
Of outstanding —
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Financial For Lutherans Thrivent TenPercentOwner 400,000 0 400,000 89.9% 16 Sep, 2026
2 Bruce H Spector Director 35,000 0 35,000 7.9% 18 Mar, 2022
3 John Joseph Shaw Director 0 10,000 10,000 2.2% 28 May, 2024

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

106 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
14 Jul, 2026 Financial For Lutherans Thrivent TenPercentOwner Acquired P 160,000 $25.00 $4.00Mn 160,000 Direct
23 May, 2024 John Joseph Shaw Director Disposed S 7,975 $14.09 $112.38K 22,025 Indirect
23 May, 2024 John Joseph Shaw Director Disposed S 7,901 $14.09 $111.34K 14,124 Indirect
24 May, 2024 John Joseph Shaw Director Disposed S 2,025 $14.18 $28.71K 12,099 Indirect
24 May, 2024 John Joseph Shaw Director Disposed S 2,099 $14.18 $29.76K 10,000 Indirect
16 Aug, 2023 John Joseph Shaw Director Disposed S 9,286 $12.85 $119.33K 50,716 Indirect
17 Aug, 2023 John Joseph Shaw Director Disposed S 20,716 $12.80 $265.18K 30,000 Indirect
17 Mar, 2022 Bruce H Spector Director Acquired P 10,000 $14.18 $141.80K 35,000 Direct
25 Jan, 2022 John Joseph Shaw Director Acquired P 4,000 $15.34 $61.37K 34,002 Indirect
26 Jan, 2022 John Joseph Shaw Director Acquired P 26,000 $15.44 $401.34K 60,002 Indirect
15 Sep, 2021 Life Assurance Co Of Canada Sun TenPercentOwner Acquired P 320,000 $25.00 $8.00Mn 560,000 Direct
15 Sep, 2021 Life Assurance Co Of Canada Sun TenPercentOwner Acquired P 320,000 $25.00 $8.00Mn 560,000 Indirect
26 May, 2020 Seth J Brufsky President And Ceo / Portfolio Acquired P 20,000 $11.31 $226.28K 69,137 Indirect
16 Jan, 2020 John Joseph Shaw Director Disposed S 5,150 $15.78 $81.27K 30,002 Indirect
15 Oct, 2019 Capital Management Ii Llc Ares Other Disposed S 8,221 $14.78 $121.51K 59 Direct
24 Dec, 2018 Bruce H Spector Director Acquired P 10,000 $13.30 $132.99K 25,000 Direct
24 Dec, 2018 Seth J Brufsky President And Ceo Acquired P 10,000 $13.39 $133.89K 49,137 Indirect
04 Dec, 2018 James Kelso Hunt Director Acquired P 2,000 $14.77 $29.54K 7,000 Indirect
26 Sep, 2018 John Joseph Shaw Director Acquired P 20,000 $15.56 $311.13K 31,461 Indirect
26 Sep, 2018 Bruce H Spector Director Acquired P 3,720 $15.63 $58.14K 15,001 Direct