ALXO's three largest insider shareholders as of May 14, 2026 are Corey S Goodman (Director, 8.45Mn shares), Associates, Llc Lsv (TenPercentOwner, 2.38Mn shares), Associates, Llc Lsv (TenPercentOwner, 2.38Mn shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Corey S Goodman | - | 0 | 8,453,038 | 04 Feb, 2026 |
| Associates, Llc Lsv | - | 0 | 2,383,282 | 15 Dec, 2021 |
| Associates, Llc Lsv | - | 0 | 2,383,282 | 15 Dec, 2021 |
| Jaume Pons | President Cso | 579,388 | 0 | 21 Feb, 2025 |
| Jaume Pons | President Cso | 579,388 | 0 | 21 Feb, 2025 |
| Sophia Randolph | Chief Medical Officer | 325,711 | 0 | 16 Aug, 2024 |
| Sophia Randolph | Chief Medical Officer | 325,711 | 0 | 16 Aug, 2024 |
| Jason Lettmann | Chief Executive Officer | 293,609 | 0 | 23 Mar, 2026 |
| Jason Lettmann | Chief Executive Officer | 293,609 | 0 | 23 Mar, 2026 |
| Jason Lettmann | - | 0 | 285,956 | 15 Dec, 2021 |
| Jason Lettmann | - | 0 | 285,956 | 15 Dec, 2021 |
| Peter S Garcia | Chief Financial Officer | 121,516 | 0 | 16 Aug, 2024 |
| Shelly Pinto | Svp, Finance And Cao | 86,805 | 0 | 23 Mar, 2026 |
| Shelly Pinto | Svp, Finance And Cao | 86,805 | 0 | 23 Mar, 2026 |
| Harish Shantharam | Chief Financial Officer | 75,000 | 0 | 20 Aug, 2025 |
| Harish Shantharam | Chief Financial Officer | 75,000 | 0 | 20 Aug, 2025 |
| Rekha Hemrajani | - | 33,000 | 0 | 04 Dec, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 16 Apr, 2026 | Jeff E. Knight | Stock option (right to buy) | A | 800,000 | $0.00 | 800,000 | D | A |
| 16 Apr, 2026 | Barbara Klencke | Stock option (right to buy) | A | 100,000 | $0.00 | 100,000 | D | A |
| 19 Mar, 2026 | Shelly Pinto | Common Stock | D | 903 | $2.17 | 86,805 | D | S |
| 19 Mar, 2026 | Shelly Pinto | Common Stock | D | 903 | $2.17 | 86,805 | D | S |
| 19 Mar, 2026 | Jason Lettmann | Common Stock | D | 12,311 | $2.17 | 293,609 | D | S |
| 19 Mar, 2026 | Jason Lettmann | Common Stock | D | 12,311 | $2.17 | 293,609 | D | S |
| 03 Mar, 2026 | Barbara Klencke | Stock option (right to buy) | A | 700,000 | $0.00 | 700,000 | D | A |
| 18 Feb, 2026 | Shelly Pinto | Common Stock | D | 565 | $2.27 | 87,708 | D | S |
| 18 Feb, 2026 | Shelly Pinto | Common Stock | D | 565 | $2.27 | 87,708 | D | S |
| 17 Feb, 2026 | Jason Lettmann | Common Stock | D | 2,201 | $2.27 | 305,920 | D | F |
| 17 Feb, 2026 | Jason Lettmann | Common Stock | D | 2,201 | $2.27 | 305,920 | D | F |
| 02 Feb, 2026 | Corey S Goodman | Common Stock | A | 3,184,713 | $1.57 | 8,453,038 | I | P |
| 26 Jan, 2026 | Harish Shantharam | Stock option (right to buy) | A | 303,000 | $0.00 | 303,000 | D | A |
| 26 Jan, 2026 | Jason Lettmann | Stock option (right to buy) | A | 912,000 | $0.00 | 912,000 | D | A |
| 26 Jan, 2026 | Jason Lettmann | Stock option (right to buy) | A | 912,000 | $0.00 | 912,000 | D | A |
| 26 Jan, 2026 | Shelly Pinto | Stock option (right to buy) | A | 192,000 | $0.00 | 192,000 | D | A |
| 26 Jan, 2026 | Harish Shantharam | Stock option (right to buy) | A | 303,000 | $0.00 | 303,000 | D | A |
| 26 Jan, 2026 | Shelly Pinto | Stock option (right to buy) | A | 192,000 | $0.00 | 192,000 | D | A |
| 20 Jan, 2026 | J. Scott Garland | Stock option (right to buy) | A | 40,400 | $0.00 | 40,400 | D | A |
| 20 Jan, 2026 | Chris H Takimoto | Stock option (right to buy) | A | 40,400 | $0.00 | 40,400 | D | A |