Applied Optoelectronics AAOI Insider Ownership

NASDAQ AAOI
$105.53 +5.15 (+5.13%)
At close: Sep 4, 2026 · 4:00 PM EDT

Insider Holdings by Owner

4.84Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
15.88%
-1.43% pp QoQ
Shares Held by Insiders
10.05Mn
filed for Sep 2026
-8.28% QoQ
Shares Outstanding
63.33Mn
63,329,000 shares
Direct Holdings
4.94Mn
Indirect: 5.12Mn
Net Shares Traded (QoQ)
-907.20K
net selling in Sep 2026
Insiders Holding Shares
12
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

AAOI's three largest insider shareholders as of September 05, 2026 are Chih-Hsiang (Thompson) Lin (President And Ceo, 3.32Mn shares), Chih-Hsiang (Thompson) Lin (President And Ceo, 1.62Mn shares), Chih-Hsiang (Thompson) Lin (President And Ceo, 1.30Mn shares).

Form 4 Holdings

Insiders Holding AAOI

Insiders 12
Shares held 4.84Mn
Of outstanding 7.64%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Chih-Hsiang (Thompson) Lin President And Ceo 2,279,134 0 2,279,134 47.1% 04 Aug, 2026
2 Shu-Hua (Joshua) Yeh Officer 600,943 0 600,943 12.4% 20 Aug, 2026
3 Stefan J. Murry Chief Financial Officer 535,786 0 535,786 11.1% 12 Aug, 2026
4 Hung-Lun (Fred) Chang Officer 281,448 0 281,448 5.8% 23 Jul, 2026
5 Che-Wei Lin Director 254,672 0 254,672 5.3% 11 Jun, 2026
6 William H Yeh Director 239,985 0 239,985 5.0% 11 Jun, 2026
7 David C Kuo General Counsel And Secretary 237,929 0 237,929 4.9% 23 Jul, 2026
8 Richard B Black Director 165,529 0 165,529 3.4% 11 Jun, 2026
9 Min-Chu (Mike) Chen Director 162,219 0 162,219 3.4% 11 Jun, 2026
10 Cynthia Delaney Director 60,813 0 60,813 1.3% 11 Jun, 2026
11 Elizabeth G Loboa Director 20,523 0 20,523 0.4% 05 Mar, 2026
12 Robert James Flanagan Director 1,166 0 1,166 0.0% 11 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

2,729 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
18 Aug, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 6,000 $147.73 $886.38K 377,498 Direct
10 Aug, 2026 Stefan J. Murry Chief Financial Officer Disposed S 4,000 $144.79 $579.16K 371,168 Direct
31 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Acquired A 9,251 $0.00 $0 1,296,047 Direct
04 Aug, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 4,715 $126.50 $596.45K 383,498 Direct
22 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 8,753 $119.26 $1.04Mn 1,293,683 Direct
22 Jul, 2026 Stefan J. Murry Chief Financial Officer Disposed F 2,971 $119.26 $354.32K 377,605 Direct
22 Jul, 2026 David C Kuo Officer Disposed F 1,869 $119.26 $222.90K 147,209 Direct
21 Jul, 2026 Shu-Hua (Joshua) Yeh Officer Disposed S 1,285 $120.02 $154.23K 392,922 Direct
22 Jul, 2026 Hung-Lun (Fred) Chang Officer Disposed F 2,674 $119.26 $318.90K 283,450 Direct
22 Jul, 2026 Hung-Lun (Fred) Chang Officer Disposed F 613 $119.26 $73.11K 282,837 Direct
22 Jul, 2026 Stefan J. Murry Chief Financial Officer Disposed F 679 $119.26 $80.98K 376,926 Direct
22 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,332 $119.26 $278.11K 1,291,351 Direct
22 Jul, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 2,553 $119.26 $304.47K 390,369 Direct
22 Jul, 2026 David C Kuo Officer Disposed F 472 $119.26 $56.29K 146,737 Direct
22 Jul, 2026 Hung-Lun (Fred) Chang Officer Disposed F 773 $119.26 $92.19K 280,064 Direct
22 Jul, 2026 Chih-Hsiang (Thompson) Lin President And Ceo Disposed F 2,524 $119.26 $301.01K 1,288,827 Direct
22 Jul, 2026 Shu-Hua (Joshua) Yeh Officer Disposed F 609 $119.26 $72.63K 389,760 Direct
22 Jul, 2026 Stefan J. Murry Chief Financial Officer Disposed F 988 $119.26 $117.83K 375,938 Direct
22 Jul, 2026 David C Kuo Officer Disposed F 516 $119.26 $61.54K 146,221 Direct
22 Jul, 2026 Hung-Lun (Fred) Chang Officer Disposed F 616 $119.26 $73.46K 281,448 Direct