Whipplewood Advisors, LLC reported 74 positions worth $24.87M for the quarter ended Sep 30, 2026, down 4.3% on the prior quarter. It opened 1 new position, added to 10, trimmed 37 and exited 433. Its largest holding is Ares Capital Corp at 15.2% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| BXSL Blackstone Secured Lending Fund | +18.7K | +15.4% | $448.04K | 13.51% |
| ARCC Ares Capital Corp | +20.4K | +11.5% | $390.17K | 15.21% |
| GBDC GOLUB CAPITAL BDC, Inc. | +18.0K | +16.1% | $227.81K | 6.6% |
| HTGC Hercules Capital, Inc. | +9,244 | +11.1% | $155.39K | 6.27% |
| TSLX Sixth Street Specialty Lending, Inc. | +7,917 | +19.5% | $142.66K | 3.51% |
| CGBD Carlyle Secured Lending, Inc. | +12.6K | +24.3% | $134.64K | 2.77% |
| MAIN Main Street Capital CORP | +1,076 | +13.4% | $59.23K | 2.02% |
| BXMT Blackstone Mortgage Trust, Inc. | +4,901 | +26.4% | $56.12K | 1.08% |
| ARES Ares Management Corp | +307 | +3.5% | $35.66K | 4.25% |
| BX Blackstone Inc. | +310 | +3.6% | $34.75K | 3.97% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MSFT Microsoft Corp | -339 | -15.4% | $173.87K | 3.84% |
| NVDA Nvidia Corp | -505 | -94.9% | $115.33K | 0.025% |
| AMZN Amazon Com Inc | -402 | -46.3% | $100.16K | 0.468% |
| TSM Taiwan Semiconductor Manufacturing Co Ltd | -178 | -100.0% | $85.01K | Exited |
| AAPL Apple Inc. | -228 | -3.0% | $75.93K | 10.04% |
| TSLA Tesla, Inc. | -205 | -92.8% | $72.74K | 0.023% |
| UNH Unitedhealth Group Inc | -152 | -100.0% | $63.18K | Exited |
| GOOGL Alphabet Inc. | -168 | -66.4% | $57.81K | 0.118% |
| ASX ASE Technology Holding Co., Ltd. | -1,140 | -100.0% | $51.44K | Exited |
| OKE Oneok Inc | -544 | -100.0% | $47.30K | Exited |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| JACK Jack In The Box Inc | +1,928 | $25.49K | 0.102% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| TSM Taiwan Semiconductor Manufacturing Co Ltd | -178 | $85.01K | 0.327% |
| UNH Unitedhealth Group Inc | -152 | $63.18K | 0.243% |
| ASX ASE Technology Holding Co., Ltd. | -1,140 | $51.44K | 0.198% |
| OKE Oneok Inc | -544 | $47.30K | 0.182% |
| NVS Novartis Ag | -278 | $43.57K | 0.168% |
| HOOD Robinhood Markets, Inc. | -424 | $42.52K | 0.164% |
| NBIS Nebius Group N.V. | -149 | $41.15K | 0.158% |
| V Visa Inc. | -115 | $39.46K | 0.152% |
| PM Philip Morris International Inc. | -212 | $38.35K | 0.148% |
| JNJ Johnson & Johnson | -147 | $37.33K | 0.144% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | ARCC Ares Capital Corp | Financial Services | 198.1K | $3.78M | 15.21% | +20.4K | +11.5% | Added | 0.03% |
| 2 | BXSL Blackstone Secured Lending Fund | Financial Services | 140.1K | $3.36M | 13.51% | +18.7K | +15.4% | Added | 0.06% |
| 3 | AAPL Apple Inc. | Technology | 7,499 | $2.50M | 10.04% | -228 | -3.0% | Reduced | 0% |
| 4 | EPD Enterprise Products Partners L.P. | Energy | 59.9K | $2.13M | 8.58% | 0 | 0.0% | Unchanged | 0% |
| 5 | GBDC GOLUB CAPITAL BDC, Inc. | Financial Services | 130.1K | $1.64M | 6.6% | +18.0K | +16.1% | Added | 0.05% |
| 6 | HTGC Hercules Capital, Inc. | Financial Services | 92.7K | $1.56M | 6.27% | +9,244 | +11.1% | Added | 0.05% |
| 7 | ARES Ares Management Corp | Financial Services | 9,095 | $1.06M | 4.25% | +307 | +3.5% | Added | 0% |
| 8 | BX Blackstone Inc. | Financial Services | 8,811 | $987.63K | 3.97% | +310 | +3.6% | Added | 0% |
| 9 | MSFT Microsoft Corp | Technology | 1,860 | $953.99K | 3.84% | -339 | -15.4% | Reduced | 0% |
| 10 | TSLX Sixth Street Specialty Lending, Inc. | Financial Services | 48.5K | $873.52K | 3.51% | +7,917 | +19.5% | Added | 0.05% |
| 11 | MCD Mcdonalds Corp | Consumer Discretionary | 3,284 | $758.41K | 3.05% | -44 | -1.3% | Reduced | 0% |
| 12 | CGBD Carlyle Secured Lending, Inc. | Financial Services | 64.4K | $688.60K | 2.77% | +12.6K | +24.3% | Added | 0.09% |
| 13 | ET Energy Transfer LP | Energy | 28.9K | $571.81K | 2.3% | 0 | 0.0% | Unchanged | 0% |
| 14 | MAIN Main Street Capital CORP | Financial Services | 9,130 | $502.61K | 2.02% | +1,076 | +13.4% | Added | 0.01% |
| 15 | UNP Union Pacific Corp | Industrials | 1,509 | $410.64K | 1.65% | -33 | -2.1% | Reduced | 0% |
Tip. Select a row to see that position’s full history at Whipplewood Advisors.
As of its Q3 2026 13F filing, Whipplewood Advisors, LLC’s five largest positions were Ares Capital Corp (ARCC) at 15.2%, Blackstone Secured Lending Fund (BXSL) at 13.5%, Apple Inc. (AAPL) at 10.0%, Enterprise Products Partners L.P. (EPD) at 8.6%, GOLUB CAPITAL BDC, Inc. (GBDC) at 6.6% of the reported portfolio.
Whipplewood Advisors, LLC reported a 13F portfolio worth $24.87M across 74 positions for Q3 2026. That is down 4.3% from the previous quarter.
Its largest purchases by value were Blackstone Secured Lending Fund ($448.04K), Ares Capital Corp ($390.17K), GOLUB CAPITAL BDC, Inc. ($227.81K). It opened 1 new positions.
Its largest sales by value were Microsoft Corp ($173.87K), Nvidia Corp ($115.33K), Amazon Com Inc ($100.16K). It exited 433 positions entirely.
From the Form 13F-HR reports Whipplewood Advisors, LLC files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.