Spectrum Asset Management, Inc. (NB/CA) reported 62 positions worth $153.93M for the quarter ended Sep 30, 2026, down 2.8% on the prior quarter. It opened 4 new positions, added to 16, trimmed 33 and exited 8. Its largest holding is Wells Fargo & Company at 20.2% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| SLB Slb Limited | +20.6K | – | $1.01M | 0.653% |
| PR Permian Resources Corp | +25.7K | – | $542.15K | 0.352% |
| VLTO Veralto Corp | +5,717 | – | $539.97K | 0.351% |
| CLS Celestica Inc | +1,091 | – | $394.32K | 0.256% |
| SOLS Solstice Advanced Materials Inc. | +5,271 | +17.4% | $296.86K | 1.3% |
| IAU Ishares Gold Trust | +3,294 | +2.1% | $257.26K | 8.26% |
| GEV GE Vernova Inc. | +40 | +4.8% | $38.02K | 0.534% |
| PFE Pfizer Inc | +278 | +1.5% | $7.93K | 0.355% |
| AMZN Amazon Com Inc | +16 | +0.6% | $3.99K | 0.449% |
| PEP Pepsico Inc | +24 | +1.1% | $3.04K | 0.184% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| WFC Wells Fargo & Company | -18.4K | -4.5% | $1.47M | 20.22% |
| GOOG Alphabet Inc. | -2,821 | -15.0% | $961.23K | 3.54% |
| ASML Asml Holding Nv | -356 | -100.0% | $708.24K | Exited |
| CGNX Cognex Corp | -8,087 | -100.0% | $585.66K | Exited |
| GD General Dynamics Corp | -1,410 | -100.0% | $499.48K | Exited |
| AVGO Broadcom Inc. | -1,306 | -100.0% | $493.34K | Exited |
| WY Weyerhaeuser Co | -20.5K | -100.0% | $489.74K | Exited |
| BWXT BWX Technologies, Inc. | -2,322 | -100.0% | $451.98K | Exited |
| ANET Arista Networks, Inc. | -2,029 | -100.0% | $344.69K | Exited |
| HON Honeywell International Inc | -1,476 | -16.6% | $311.35K | 1.01% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| ASML Asml Holding Nv | -356 | $708.24K | 0.447% |
| CGNX Cognex Corp | -8,087 | $585.66K | 0.37% |
| GD General Dynamics Corp | -1,410 | $499.48K | 0.315% |
| AVGO Broadcom Inc. | -1,306 | $493.34K | 0.312% |
| WY Weyerhaeuser Co | -20.5K | $489.74K | 0.309% |
| BWXT BWX Technologies, Inc. | -2,322 | $451.98K | 0.285% |
| ANET Arista Networks, Inc. | -2,029 | $344.69K | 0.218% |
| UNH Unitedhealth Group Inc | -538 | $223.61K | 0.141% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | WFC Wells Fargo & Company | Financial Services | 388.8K | $31.12M | 20.22% | -18.4K | -4.5% | Reduced | 0.01% |
| 2 | IAU Ishares Gold Trust | Others | 162.9K | $12.72M | 8.26% | +3,294 | +2.1% | Added | 0.02% |
| 3 | CVX Chevron Corp | Energy | 31.9K | $6.52M | 4.23% | -412 | -1.3% | Reduced | 0% |
| 4 | XOM ExxonMobil Holdings Corp | Energy | 39.7K | $6.45M | 4.19% | -630 | -1.6% | Reduced | 0% |
| 5 | ILMN Illumina, Inc. | Healthcare | 23.1K | $6.33M | 4.11% | -475 | -2.0% | Reduced | 0.02% |
| 6 | CSCO Cisco Systems, Inc. | Technology | 53.6K | $5.77M | 3.75% | -1,207 | -2.2% | Reduced | 0% |
| 7 | GOOG Alphabet Inc. | Technology | 16.0K | $5.46M | 3.54% | -2,821 | -15.0% | Reduced | 0% |
| 8 | MSFT Microsoft Corp | Technology | 9,596 | $4.92M | 3.2% | -144 | -1.5% | Reduced | 0% |
| 9 | ABBV AbbVie Inc. | Healthcare | 17.7K | $4.64M | 3.01% | -429 | -2.4% | Reduced | 0% |
| 10 | WMT Walmart Inc. | Consumer Staples | 40.3K | $4.19M | 2.72% | -129 | -0.3% | Reduced | 0% |
| 11 | EME EMCOR Group, Inc. | Industrials | 5,377 | $4.06M | 2.64% | -148 | -2.7% | Reduced | 0.01% |
| 12 | SCHW Schwab Charles Corp | Financial Services | 39.3K | $3.84M | 2.49% | -909 | -2.3% | Reduced | 0% |
| 13 | FCX Freeport-Mcmoran Inc | Basic Materials | 54.7K | $3.83M | 2.49% | -1,179 | -2.1% | Reduced | 0% |
| 14 | EMR Emerson Electric Co | Industrials | 23.0K | $3.57M | 2.32% | -718 | -3.0% | Reduced | 0% |
| 15 | DUK Duke Energy CORP | Utilities | 29.0K | $3.30M | 2.14% | -552 | -1.9% | Reduced | 0% |
Tip. Select a row to see that position’s full history at Spectrum Asset Management, Inc. (NB.
As of its Q3 2026 13F filing, Spectrum Asset Management, Inc. (NB/CA)’s five largest positions were Wells Fargo & Company (WFC) at 20.2%, Ishares Gold Trust (IAU) at 8.3%, Chevron Corp (CVX) at 4.2%, ExxonMobil Holdings Corp (XOM) at 4.2%, Illumina, Inc. (ILMN) at 4.1% of the reported portfolio.
Spectrum Asset Management, Inc. (NB/CA) reported a 13F portfolio worth $153.93M across 62 positions for Q3 2026. That is down 2.8% from the previous quarter.
Its largest purchases by value were Slb Limited ($1.01M), Permian Resources Corp ($542.15K), Veralto Corp ($539.97K). It opened 4 new positions.
Its largest sales by value were Wells Fargo & Company ($1.47M), Alphabet Inc. ($961.23K), Asml Holding Nv ($708.24K). It exited 8 positions entirely.
From the Form 13F-HR reports Spectrum Asset Management, Inc. (NB/CA) files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.