SMH Capital Advisors Inc reported 29 positions worth $16.35M for the quarter ended Sep 30, 2026, down 2.7% on the prior quarter. It opened 1 new position, added to 15, trimmed 4 and exited 2. Its largest holding is Trinity Capital Inc. at 18.4% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| NMFC New Mountain Finance Corp | +25.2K | – | $174.17K | 1.07% |
| VICI Vici Properties Inc. | +5,225 | +9.8% | $120.02K | 8.24% |
| TRIN Trinity Capital Inc. | +1,527 | +0.9% | $26.80K | 18.44% |
| CSWC Capital Southwest Corp | +454 | +0.6% | $10.50K | 11.39% |
| MAIN Main Street Capital CORP | +188 | +0.9% | $10.35K | 7.44% |
| HTGC Hercules Capital, Inc. | +440 | +0.7% | $7.40K | 6.16% |
| OWL Blue Owl Capital Inc. | +760 | +0.7% | $6.91K | 5.74% |
| ARCC Ares Capital Corp | +352 | +1.4% | $6.72K | 2.96% |
| CG Carlyle Group Inc. | +168 | +0.9% | $6.66K | 4.56% |
| RWAY Runway Growth Finance Corp. | +866 | +1.5% | $5.73K | 2.33% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| WT WisdomTree, Inc. | -21.9K | -100.0% | $370.78K | Exited |
| DKS Dick'S Sporting Goods, Inc. | -1,027 | -100.0% | $232.93K | Exited |
| IIPR Innovative Industrial Properties Inc | -2,000 | -20.0% | $105.36K | 2.58% |
| GROW U S Global Investors Inc | -2,705 | -6.7% | $7.79K | 0.66% |
| F Ford Motor Co | -101 | -0.3% | $1.22K | 2.3% |
| SLQT SelectQuote, Inc. | -319 | -0.3% | $129.19 | 0.288% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| NMFC New Mountain Finance Corp | +25.2K | $174.17K | 1.07% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | TRIN Trinity Capital Inc. | Financial Services | 171.8K | $3.02M | 18.44% | +1,527 | +0.9% | Added | 0.18% |
| 2 | CSWC Capital Southwest Corp | Financial Services | 80.5K | $1.86M | 11.39% | +454 | +0.6% | Added | 0.12% |
| 3 | VICI Vici Properties Inc. | Real Estate | 58.7K | $1.35M | 8.24% | +5,225 | +9.8% | Added | 0.01% |
| 4 | SM SM Energy Co | Energy | 37.4K | $1.26M | 7.73% | +1 | +0.0% | Added | 0.02% |
| 5 | MAIN Main Street Capital CORP | Financial Services | 22.1K | $1.22M | 7.44% | +188 | +0.9% | Added | 0.02% |
| 6 | HTGC Hercules Capital, Inc. | Financial Services | 59.9K | $1.01M | 6.16% | +440 | +0.7% | Added | 0.03% |
| 7 | OWL Blue Owl Capital Inc. | Financial Services | 103.2K | $938.53K | 5.74% | +760 | +0.7% | Added | 0.01% |
| 8 | CG Carlyle Group Inc. | Financial Services | 18.8K | $745.42K | 4.56% | +168 | +0.9% | Added | 0.01% |
| 9 | RITM Rithm Capital Corp. | Financial Services | 66.2K | $590.79K | 3.61% | +528 | +0.8% | Added | 0.01% |
| 10 | ARCC Ares Capital Corp | Financial Services | 25.4K | $484.28K | 2.96% | +352 | +1.4% | Added | 0% |
| 11 | IIPR Innovative Industrial Properties Inc | Real Estate | 8,000 | $421.44K | 2.58% | -2,000 | -20.0% | Reduced | 0.03% |
| 12 | RWAY Runway Growth Finance Corp. | Financial Services | 57.6K | $381.55K | 2.33% | +866 | +1.5% | Added | 0.14% |
| 13 | F Ford Motor Co | Consumer Discretionary | 31.2K | $376.00K | 2.3% | -101 | -0.3% | Reduced | 0% |
| 14 | NXDT Nexpoint Diversified Real Estate Trust | Real Estate | 59.9K | $312.31K | 1.91% | +147 | +0.2% | Added | 0.11% |
| 15 | EZPW Ezcorp Inc | Financial Services | 9,142 | $272.07K | 1.66% | 0 | 0.0% | Unchanged | 0.01% |
Tip. Select a row to see that position’s full history at Smh Capital Advisors.
As of its Q3 2026 13F filing, SMH Capital Advisors Inc’s five largest positions were Trinity Capital Inc. (TRIN) at 18.4%, Capital Southwest Corp (CSWC) at 11.4%, Vici Properties Inc. (VICI) at 8.2%, SM Energy Co (SM) at 7.7%, Main Street Capital CORP (MAIN) at 7.4% of the reported portfolio.
SMH Capital Advisors Inc reported a 13F portfolio worth $16.35M across 29 positions for Q3 2026. That is down 2.7% from the previous quarter.
Its largest purchases by value were New Mountain Finance Corp ($174.17K), Vici Properties Inc. ($120.02K), Trinity Capital Inc. ($26.80K). It opened 1 new positions.
Its largest sales by value were WisdomTree, Inc. ($370.78K), Dick'S Sporting Goods, Inc. ($232.93K), Innovative Industrial Properties Inc ($105.36K). It exited 2 positions entirely.
From the Form 13F-HR reports SMH Capital Advisors Inc files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.