Cape Investment Advisory, Inc. reported 850 positions worth $139.64M for the quarter ended Sep 30, 2026, up 4.3% on the prior quarter. It opened 54 new positions, added to 274, trimmed 296 and exited 44. Its largest holding is Microsoft Corp at 6.7% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| SPGI S&P Global Inc. | +2,656 | – | $1.05M | 0.75% |
| AVGO Broadcom Inc. | +2,218 | +106.3% | $778.89K | 1.08% |
| MSFT Microsoft Corp | +1,027 | +5.9% | $526.75K | 6.72% |
| JNJ Johnson & Johnson | +1,922 | +66.7% | $508.87K | 0.91% |
| AAPL Apple Inc. | +1,502 | +9.2% | $500.19K | 4.25% |
| XOM ExxonMobil Holdings Corp | +3,006 | +35.1% | $489.23K | 1.35% |
| IBM International Business Machines Corp | +1,876 | +71.6% | $412.57K | 0.708% |
| PG PROCTER & GAMBLE Co | +2,765 | +106.5% | $401.71K | 0.558% |
| WMT Walmart Inc. | +3,217 | +65.6% | $334.31K | 0.604% |
| GE General Electric Co | +1,052 | +58.9% | $328.53K | 0.635% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| IQV Iqvia Holdings Inc. | -4,606 | -49.0% | $1.24M | 0.922% |
| TSM Taiwan Semiconductor Manufacturing Co Ltd | -1,184 | -17.4% | $540.16K | 1.84% |
| QCOM Qualcomm Inc | -2,349 | -82.0% | $432.12K | 0.068% |
| MU Micron Technology Inc | -404 | -13.1% | $430.25K | 2.05% |
| APLD Applied Digital Corp. | -8,000 | -100.0% | $298.40K | Exited |
| GOOGL Alphabet Inc. | -860 | -5.2% | $295.90K | 3.87% |
| SCHW Schwab Charles Corp | -2,437 | -10.2% | $238.20K | 1.5% |
| META Meta Platforms, Inc. | -319 | -5.7% | $231.34K | 2.73% |
| AMAT Applied Materials Inc | -373 | -9.8% | $190.74K | 1.25% |
| V Visa Inc. | -521 | -9.0% | $187.21K | 1.36% |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| SPGI S&P Global Inc. | +2,656 | $1.05M | 0.75% |
| TPG TPG Inc. | +1,033 | $45.59K | 0.033% |
| VMRK Vivmark Residential | +695 | $42.23K | 0.03% |
| AER AerCap Holdings N.V. | +198 | $28.42K | 0.02% |
| RCAT Red Cat Holdings, Inc. | +3,475 | $22.45K | 0.016% |
| DFTX Definium Therapeutics, Inc. | +296 | $11.27K | <0.01% |
| PTGX Protagonist Therapeutics, Inc | +73 | $10.29K | <0.01% |
| GKOS GLAUKOS Corp | +55 | $9.03K | <0.01% |
| NVMI Nova Ltd. | +20 | $7.70K | <0.01% |
| PHM Pultegroup Inc | +59 | $6.85K | <0.01% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| APLD Applied Digital Corp. | -8,000 | $298.40K | 0.223% |
| TEVA Teva Pharmaceutical Industries Ltd | -3,133 | $106.15K | 0.079% |
| TE T1 Energy Inc. | -1,750 | $16.59K | 0.012% |
| CTEV Claritev Corp | -475 | $16.20K | 0.012% |
| SEZL Sezzle Inc. | -65 | $11.16K | <0.01% |
| GSAT Globalstar, Inc. | -130 | $10.57K | <0.01% |
| SENEA Seneca Foods Corp | -60 | $10.44K | <0.01% |
| TSAT Telesat Corp | -200 | $10.12K | <0.01% |
| VSAT Viasat Inc | -70 | $6.29K | <0.01% |
| AMX America Movil Sab De Cv/ | -229 | $5.95K | <0.01% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | MSFT Microsoft Corp | Technology | 18.3K | $9.39M | 6.72% | +1,027 | +5.9% | Added | 0% |
| 2 | AAPL Apple Inc. | Technology | 17.8K | $5.93M | 4.25% | +1,502 | +9.2% | Added | 0% |
| 3 | AMZN Amazon Com Inc | Consumer Discretionary | 22.6K | $5.64M | 4.04% | +589 | +2.7% | Added | 0% |
| 4 | GOOGL Alphabet Inc. | Technology | 15.7K | $5.40M | 3.87% | -860 | -5.2% | Reduced | 0% |
| 5 | KO Coca Cola Co | Consumer Staples | 48.4K | $4.17M | 2.99% | -1,642 | -3.3% | Reduced | 0% |
| 6 | CVX Chevron Corp | Energy | 19.3K | $3.94M | 2.82% | +343 | +1.8% | Added | 0% |
| 7 | NVDA Nvidia Corp | Technology | 16.9K | $3.85M | 2.76% | +510 | +3.1% | Added | 0% |
| 8 | META Meta Platforms, Inc. | Technology | 5,265 | $3.82M | 2.73% | -319 | -5.7% | Reduced | 0% |
| 9 | GOOG Alphabet Inc. | Technology | 9,257 | $3.15M | 2.26% | -431 | -4.4% | Reduced | 0% |
| 10 | MU Micron Technology Inc | Technology | 2,684 | $2.86M | 2.05% | -404 | -13.1% | Reduced | 0% |
| 11 | TSM Taiwan Semiconductor Manufacturing Co Ltd | Technology | 5,617 | $2.56M | 1.84% | -1,184 | -17.4% | Reduced | 0% |
| 12 | SO Southern Co | Utilities | 25.5K | $2.11M | 1.51% | -26 | -0.1% | Reduced | 0% |
| 13 | SCHW Schwab Charles Corp | Financial Services | 21.5K | $2.10M | 1.5% | -2,437 | -10.2% | Reduced | 0% |
| 14 | MCBS MetroCity Bankshares, Inc. | Financial Services | 55.8K | $1.91M | 1.37% | -498 | -0.9% | Reduced | 0.19% |
| 15 | V Visa Inc. | Financial Services | 5,267 | $1.89M | 1.36% | -521 | -9.0% | Reduced | 0% |
Tip. Select a row to see that position’s full history at Cape Investment Advisory.
As of its Q3 2026 13F filing, Cape Investment Advisory, Inc.’s five largest positions were Microsoft Corp (MSFT) at 6.7%, Apple Inc. (AAPL) at 4.2%, Amazon Com Inc (AMZN) at 4.0%, Alphabet Inc. (GOOGL) at 3.9%, Coca Cola Co (KO) at 3.0% of the reported portfolio.
Cape Investment Advisory, Inc. reported a 13F portfolio worth $139.64M across 850 positions for Q3 2026. That is up 4.3% from the previous quarter.
Its largest purchases by value were S&P Global Inc. ($1.05M), Broadcom Inc. ($778.89K), Microsoft Corp ($526.75K). It opened 54 new positions.
Its largest sales by value were Iqvia Holdings Inc. ($1.24M), Taiwan Semiconductor Manufacturing Co Ltd ($540.16K), Qualcomm Inc ($432.12K). It exited 44 positions entirely.
From the Form 13F-HR reports Cape Investment Advisory, Inc. files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.