Caldwell Investment Management Ltd. reported 30 positions worth $140.30M for the quarter ended Jun 30, 2026, down 41.4% on the prior quarter. It opened 10 new positions, added to 2, trimmed 6 and exited 32. Its largest holding is Cboe Global Markets, Inc. at 19% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MFC Manulife Financial Corp | +244.0K | – | $9.88M | 7.04% |
| AMAT Applied Materials Inc | +2,200 | – | $1.59M | 1.13% |
| AAMI Acadian Asset Management Inc. | +17.5K | – | $1.25M | 0.891% |
| BAC Bank Of America Corp | +20.4K | +5.8% | $1.16M | 15.03% |
| BEPC Brookfield Renewable Corp | +31.2K | – | $1.16M | 0.825% |
| RBA Rb Global Inc. | +9,900 | – | $1.15M | 0.82% |
| RHP Ryman Hospitality Properties, Inc. | +7,100 | – | $912.02K | 0.65% |
| LIN Linde Plc | +1,700 | – | $881.54K | 0.628% |
| AIT Applied Industrial Technologies Inc | +2,600 | – | $878.53K | 0.626% |
| DRS Leonardo DRS, Inc. | +19.0K | – | $810.13K | 0.577% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MS Morgan Stanley | -250.0K | -100.0% | $39.64M | Exited |
| C Citigroup Inc | -75.0K | -100.0% | $8.06M | Exited |
| SII Sprott Inc. | -57.3K | -100.0% | $7.70M | Exited |
| CVE Cenovus Energy Inc. | -216.0K | -74.3% | $5.35M | 1.32% |
| AEM Agnico Eagle Mines Ltd | -34.0K | -91.9% | $5.27M | 0.332% |
| KGC Kinross Gold Corp | -170.3K | -100.0% | $4.88M | Exited |
| LHX L3Harris Technologies, Inc. | -7,600 | -100.0% | $2.59M | Exited |
| RY Royal Bank Of Canada | -15.6K | -100.0% | $2.46M | Exited |
| MIAX Miami International Holdings, Inc. | -63.8K | -9.6% | $2.37M | 15.88% |
| CLS Celestica Inc | -8,900 | -100.0% | $2.29M | Exited |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| MFC Manulife Financial Corp | +244.0K | $9.88M | 7.04% |
| AMAT Applied Materials Inc | +2,200 | $1.59M | 1.13% |
| AAMI Acadian Asset Management Inc. | +17.5K | $1.25M | 0.891% |
| BEPC Brookfield Renewable Corp | +31.2K | $1.16M | 0.825% |
| RBA Rb Global Inc. | +9,900 | $1.15M | 0.82% |
| RHP Ryman Hospitality Properties, Inc. | +7,100 | $912.02K | 0.65% |
| LIN Linde Plc | +1,700 | $881.54K | 0.628% |
| AIT Applied Industrial Technologies Inc | +2,600 | $878.53K | 0.626% |
| DRS Leonardo DRS, Inc. | +19.0K | $810.13K | 0.577% |
| EQX Equinox Gold Corp. | +56.0K | $544.61K | 0.388% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| MS Morgan Stanley | -250.0K | $39.64M | 16.57% |
| C Citigroup Inc | -75.0K | $8.06M | 3.37% |
| SII Sprott Inc. | -57.3K | $7.70M | 3.22% |
| KGC Kinross Gold Corp | -170.3K | $4.88M | 2.04% |
| LHX L3Harris Technologies, Inc. | -7,600 | $2.59M | 1.08% |
| RY Royal Bank Of Canada | -15.6K | $2.46M | 1.03% |
| CLS Celestica Inc | -8,900 | $2.29M | 0.958% |
| OVV Ovintiv Inc. | -34.9K | $2.12M | 0.886% |
| PFE Pfizer Inc | -75.0K | $2.09M | 0.871% |
| FIX Comfort Systems Usa Inc | -1,600 | $2.04M | 0.852% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | CBOE Cboe Global Markets, Inc. | Financial Services | 110.0K | $26.67M | 19.01% | -8,000 | -6.8% | Reduced | 0.11% |
| 2 | MIAX Miami International Holdings, Inc. | Financial Services | 600.0K | $22.28M | 15.88% | -63.8K | -9.6% | Reduced | 0.61% |
| 3 | BAC Bank Of America Corp | Financial Services | 370.4K | $21.09M | 15.03% | +20.4K | +5.8% | Added | 0.01% |
| 4 | KKR KKR & Co. Inc. | Financial Services | 200.0K | $18.34M | 13.07% | 0 | 0.0% | Unchanged | 0.02% |
| 5 | ICE Intercontinental Exchange, Inc. | Financial Services | 100.0K | $12.30M | 8.77% | 0 | 0.0% | Unchanged | 0.02% |
| 6 | MFC Manulife Financial Corp | Financial Services | 244.0K | $9.88M | 7.04% | +244.0K | – | New | 0.01% |
| 7 | ELVA Electrovaya Inc. | Industrials | 398.0K | $4.18M | 2.98% | 0 | 0.0% | Unchanged | 1.02% |
| 8 | AMZN Amazon Com Inc | Consumer Discretionary | 9,300 | $2.21M | 1.58% | 0 | 0.0% | Unchanged | 0% |
| 9 | CVE Cenovus Energy Inc. | Energy | 74.8K | $1.85M | 1.32% | -216.0K | -74.3% | Reduced | 0% |
| 10 | ATS ATS Corp | Industrials | 60.8K | $1.75M | 1.25% | 0 | 0.0% | Unchanged | 0.06% |
| 11 | V Visa Inc. | Financial Services | 5,100 | $1.75M | 1.25% | 0 | 0.0% | Unchanged | 0% |
| 12 | AMAT Applied Materials Inc | Technology | 2,200 | $1.59M | 1.13% | +2,200 | – | New | 0% |
| 13 | VRT Vertiv Holdings Co | Industrials | 4,400 | $1.47M | 1.05% | +800 | +22.2% | Added | 0% |
| 14 | JPM Jpmorgan Chase & Co | Financial Services | 4,100 | $1.34M | 0.956% | 0 | 0.0% | Unchanged | 0% |
| 15 | AAMI Acadian Asset Management Inc. | Financial Services | 17.5K | $1.25M | 0.891% | +17.5K | – | New | 0.05% |
Tip. Select a row to see that position’s full history at Caldwell Investment Management.
As of its Q2 2026 13F filing, Caldwell Investment Management Ltd.’s five largest positions were Cboe Global Markets, Inc. (CBOE) at 19.0%, Miami International Holdings, Inc. (MIAX) at 15.9%, Bank Of America Corp (BAC) at 15.0%, KKR & Co. Inc. (KKR) at 13.1%, Intercontinental Exchange, Inc. (ICE) at 8.8% of the reported portfolio.
Caldwell Investment Management Ltd. reported a 13F portfolio worth $140.30M across 30 positions for Q2 2026. That is down 41.4% from the previous quarter.
Its largest purchases by value were Manulife Financial Corp ($9.88M), Applied Materials Inc ($1.59M), Acadian Asset Management Inc. ($1.25M). It opened 10 new positions.
Its largest sales by value were Morgan Stanley ($39.64M), Citigroup Inc ($8.06M), Sprott Inc. ($7.70M). It exited 32 positions entirely.
From the Form 13F-HR reports Caldwell Investment Management Ltd. files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.