Breakwater Investment Management reported 563 positions worth $27.35M for the quarter ended Sep 30, 2026, up 24.1% on the prior quarter. It opened 231 new positions, added to 213, trimmed 42 and exited 56. Its largest holding is Microsoft Corp at 49.6% of the portfolio.
Reported 13F market value at each quarter end. A change mixes trading with price moves in the positions held.
Dollar value of shares bought and sold each quarter, at that quarter’s price. It counts trading only, not price changes.
How many positions were opened, added to, trimmed or closed each quarter.
Share of reported value in each sector at every quarter end.
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| MSFT Microsoft Corp | +1,964 | +8.0% | $1.01M | 49.6% |
| NVDA Nvidia Corp | +178 | +14.3% | $40.65K | 1.19% |
| AAPL Apple Inc. | +118 | +7.3% | $39.30K | 2.12% |
| GOOGL Alphabet Inc. | +79 | +1.9% | $27.18K | 5.42% |
| ZS Zscaler, Inc. | +102 | – | $20.34K | 0.074% |
| AVGO Broadcom Inc. | +37 | +20.1% | $12.99K | 0.284% |
| META Meta Platforms, Inc. | +16 | +6.6% | $11.60K | 0.687% |
| MU Micron Technology Inc | +10 | +125.0% | $10.65K | 0.07% |
| JPM Jpmorgan Chase & Co | +26 | +52.0% | $8.60K | 0.092% |
| AMD Advanced Micro Devices Inc | +14 | +155.6% | $8.56K | 0.051% |
| Holding | Change | Change % | Trade Value | Weight |
|---|---|---|---|---|
| AMZN Amazon Com Inc | -1,056 | -5.3% | $263.10K | 17.26% |
| OMER Omeros Corp | -3,000 | -17.6% | $57.12K | 0.978% |
| GLD Spdr Gold Trust | -111 | -3.8% | $42.28K | 3.89% |
| TMO Thermo Fisher Scientific Inc. | -45 | -12.5% | $30.33K | 0.776% |
| IAU Ishares Gold Trust | -102 | -7.6% | $7.97K | 0.353% |
| LMT Lockheed Martin Corp | -12 | -14.1% | $6.11K | 0.136% |
| LPL LG Display Co., Ltd. | -706 | -100.0% | $2.75K | Exited |
| ED Consolidated Edison Inc | -25 | -53.2% | $2.56K | <0.01% |
| TAK Takeda Pharmaceutical Co Ltd | -129 | -45.7% | $2.35K | 0.01% |
| WM Waste Management Inc | -9 | -100.0% | $2.01K | Exited |
| Holding | Shares | Trade Value | Weight |
|---|---|---|---|
| ZS Zscaler, Inc. | +102 | $20.34K | 0.074% |
| WF Woori Financial Group Inc. | +74 | $5.59K | 0.02% |
| AZN Astrazeneca Plc | +22 | $3.55K | 0.013% |
| WPM Wheaton Precious Metals Corp. | +26 | $3.48K | 0.013% |
| SKM Sk Telecom Co Ltd | +99 | $3.46K | 0.013% |
| SHG Shinhan Financial Group Co Ltd | +41 | $3.19K | 0.012% |
| SCHW Schwab Charles Corp | +29 | $2.84K | 0.01% |
| RY Royal Bank Of Canada | +14 | $2.75K | 0.01% |
| SNY Sanofi | +64 | $2.64K | <0.01% |
| TD Toronto Dominion Bank | +22 | $2.59K | <0.01% |
| Holding | Shares Sold | Trade Value | Prior Weight |
|---|---|---|---|
| LPL LG Display Co., Ltd. | -706 | $2.75K | 0.012% |
| WM Waste Management Inc | -9 | $2.01K | <0.01% |
| DLTR Dollar Tree, Inc. | -11 | $1.33K | <0.01% |
| BCS Barclays Plc | -49 | $1.32K | <0.01% |
| VRSN Verisign Inc | -5 | $1.26K | <0.01% |
| HEI Heico Corp | -3 | $1.07K | <0.01% |
| SFM Sprouts Farmers Market, Inc. | -12 | $1.02K | <0.01% |
| DUK Duke Energy CORP | -8 | $1.01K | <0.01% |
| PARR Par Pacific Holdings, Inc. | -18 | $1.01K | <0.01% |
| LYG Lloyds Banking Group plc | -167 | $974.00 | <0.01% |
| # | Activity | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | MSFT Microsoft Corp | Technology | 26.5K | $13.57M | 49.6% | +1,964 | +8.0% | Added | 0% |
| 2 | AMZN Amazon Com Inc | Consumer Discretionary | 18.9K | $4.72M | 17.26% | -1,056 | -5.3% | Reduced | 0% |
| 3 | GOOGL Alphabet Inc. | Technology | 4,305 | $1.48M | 5.42% | +79 | +1.9% | Added | 0% |
| 4 | GLD Spdr Gold Trust | Financial Services | 2,792 | $1.06M | 3.89% | -111 | -3.8% | Reduced | 0% |
| 5 | AAPL Apple Inc. | Technology | 1,745 | $581.12K | 2.12% | +118 | +7.3% | Added | 0% |
| 6 | GOOG Alphabet Inc. | Technology | 1,245 | $424.22K | 1.55% | +8 | +0.6% | Added | 0% |
| 7 | PLTR Palantir Technologies Inc. | Technology | 2,111 | $394.86K | 1.44% | +19 | +0.9% | Added | 0% |
| 8 | NVDA Nvidia Corp | Technology | 1,424 | $325.21K | 1.19% | +178 | +14.3% | Added | 0% |
| 9 | OMER Omeros Corp | Healthcare | 14.0K | $267.47K | 0.978% | -3,000 | -17.6% | Reduced | 0.02% |
| 10 | XOM ExxonMobil Holdings Corp | Energy | 1,440 | $234.36K | 0.857% | +17 | +1.2% | Added | 0% |
| 11 | GRMN Garmin Ltd | Technology | 793 | $227.47K | 0.832% | +1 | +0.1% | Added | 0% |
| 12 | TMO Thermo Fisher Scientific Inc. | Healthcare | 315 | $212.32K | 0.776% | -45 | -12.5% | Reduced | 0% |
| 13 | WMT Walmart Inc. | Consumer Staples | 2,002 | $208.04K | 0.761% | +41 | +2.1% | Added | 0% |
| 14 | META Meta Platforms, Inc. | Technology | 259 | $187.82K | 0.687% | +16 | +6.6% | Added | 0% |
| 15 | ISRG Intuitive Surgical Inc | Healthcare | 453 | $184.20K | 0.673% | +1 | +0.2% | Added | 0% |
Tip. Select a row to see that position’s full history at Breakwater Investment Management.
As of its Q3 2026 13F filing, Breakwater Investment Management’s five largest positions were Microsoft Corp (MSFT) at 49.6%, Amazon Com Inc (AMZN) at 17.3%, Alphabet Inc. (GOOGL) at 5.4%, Spdr Gold Trust (GLD) at 3.9%, Apple Inc. (AAPL) at 2.1% of the reported portfolio.
Breakwater Investment Management reported a 13F portfolio worth $27.35M across 563 positions for Q3 2026. That is up 24.1% from the previous quarter.
Its largest purchases by value were Microsoft Corp ($1.01M), Nvidia Corp ($40.65K), Apple Inc. ($39.30K). It opened 231 new positions.
Its largest sales by value were Amazon Com Inc ($263.10K), Omeros Corp ($57.12K), Spdr Gold Trust ($42.28K). It exited 56 positions entirely.
From the Form 13F-HR reports Breakwater Investment Management files with the SEC each quarter, within 45 days of quarter end. A 13F lists long positions in US-listed equities and options; it excludes short positions, cash, bonds and most non-US holdings.
13F data reflects long positions in US-listed equities and options as reported to the SEC up to 45 days after quarter end. It excludes short positions, cash, bonds and most non-US securities, so it is not a complete picture of a manager’s assets.