| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Frank C Herringer | - | 0 | 172,162 | 22 Apr, 2025 |
| Christopher V Dodds | Evp And Cfo | 0 | 449,406 | 10 Feb, 2026 |
| Arun Sarin | - | 0 | 18,617 | 27 Jan, 2025 |
| Joseph R Martinetto | Coo | 0 | 287,847 | 22 Apr, 2024 |
| Walter W Bettinger | Co Chairman | 0 | 529,346 | 10 Feb, 2026 |
| Bharat Masrani | - | 7,279 | 0 | 30 May, 2024 |
| Brian M Levitt | - | 7,279 | 0 | 30 May, 2024 |
| Todd M Ricketts | - | 379,767 | 0 | 29 May, 2025 |
| Stephen A Ellis | - | 0 | 87,563 | 03 Mar, 2026 |
| Mark A Goldfarb | - | 0 | 19,917 | 18 Apr, 2024 |
| Bernard J. Clark | Md Head Of Advisor Services | 0 | 121,666 | 14 Jun, 2024 |
| John K Jr Adams | - | 48,667 | 0 | 29 May, 2025 |
| William S Haraf | - | 34,555 | 0 | 23 May, 2022 |
| Joan Dea | - | 27,673 | 0 | 31 Jul, 2025 |
| Nigel J Murtagh | Chief Risk Officer | 57,972 | 0 | 15 Apr, 2026 |
| Peter B. Crawford | Cfo | 0 | 60,567 | 26 Apr, 2024 |
| Gerri Martin-Flickinger | - | 0 | 8,455 | 20 Mar, 2023 |
| Jonathan M. Craig | Md, Head Of Investor Services | 14,481 | 0 | 03 Mar, 2026 |
| Charles A. Ruffel | - | 9,779 | 0 | 20 Nov, 2025 |
| Peter J. Iii Morgan | General Counsel | 6,952 | 0 | 03 Mar, 2026 |
| Marianne Catherine Brown | - | 15,751 | 0 | 29 May, 2025 |
| Dennis Howard | Md, Chief Tech, Ops Data Off | 10,470 | 0 | 05 Mar, 2026 |
| Richard A Wurster | President Ceo | 196,450 | 0 | 03 Mar, 2026 |
| Carolyn Schwab-Pomerantz | - | 0 | 1,832,608 | 26 Jan, 2026 |
| Jonathan S Beatty | Md, Head Of Advisor Services | 33,495 | 0 | 23 Jan, 2026 |
| Paul V Woolway | Md, Chief Banking Officer | 25,153 | 29,866 | 16 Apr, 2026 |
| Michael D Verdeschi | Cfo | 53,961 | 0 | 04 Jun, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 14 Apr, 2026 | Paul V Woolway | Common Stock | A | 7,942 | $52.05 | 25,153 | D | M |
| 14 Apr, 2026 | Paul V Woolway | Common Stock | D | 7,942 | $98.00 | 29,866 | I | S |
| 15 Apr, 2026 | Paul V Woolway | Common Stock | A | 7,941 | $52.05 | 25,153 | D | M |
| 15 Apr, 2026 | Paul V Woolway | Common Stock | D | 7,941 | $100.00 | 29,866 | I | S |
| 14 Apr, 2026 | Paul V Woolway | Nonqualified Stock Option (right to buy) | D | 7,942 | $0.00 | 7,941 | D | M |
| 15 Apr, 2026 | Paul V Woolway | Nonqualified Stock Option (right to buy) | D | 7,941 | $0.00 | 0 | D | M |
| 14 Apr, 2026 | Nigel J Murtagh | Common Stock | A | 41,297 | $52.05 | 99,269 | D | M |
| 14 Apr, 2026 | Nigel J Murtagh | Common Stock | D | 41,297 | $99.00 | 57,972 | D | S |
| 14 Apr, 2026 | Nigel J Murtagh | Nonqualified Stock Option (right to buy) | D | 41,297 | $0.00 | 0 | D | M |
| 01 Apr, 2026 | Marianne Catherine Brown | Restricted Stock Units | A | 434 | - | 7,824 | D | A |
| 01 Apr, 2026 | Charles A. Ruffel | Nonqualified Stock Option (right to buy) | A | 1,286 | - | 1,286 | D | A |
| 01 Apr, 2026 | Frank C Herringer | Restricted Stock Units | A | 474 | - | 151,757 | D | A |
| 01 Apr, 2026 | Stephen A Ellis | Restricted Stock Units | A | 393 | - | 12,852 | D | A |
| 24 Mar, 2026 | Stephen A Ellis | Common Stock | A | 1,899 | $28.38 | 6,660 | D | M |
| 24 Mar, 2026 | Stephen A Ellis | Common Stock | A | 7,866 | $28.96 | 6,660 | D | M |
| 24 Mar, 2026 | Stephen A Ellis | Nonqualified Stock Option (right to buy) | D | 1,899 | $1,899.00 | 0 | D | M |
| 24 Mar, 2026 | Stephen A Ellis | Nonqualified Stock Option (right to buy) | D | 7,866 | $7,866.00 | 0 | D | M |
| 03 Mar, 2026 | Jonathan M. Craig | Common Stock | D | 9,032 | $94.42 | 5,449 | I | S |
| 03 Mar, 2026 | Nigel J Murtagh | Common Stock | D | 4,463 | $94.43 | 60,712 | D | S |
| 03 Mar, 2026 | Dennis Howard | Common Stock | D | 6,269 | $94.43 | 14,309 | D | S |