| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Charles Drucker | - | 0 | 5,079,811 | 28 Jun, 2022 |
| Boon Sim | - | 5,033,311 | 0 | 01 Feb, 2023 |
| John Bissell | Ceo And Director | 1,947,973 | 0 | 29 Dec, 2025 |
| Richard J. Riley | Co Ceo And Director | 1,318,070 | 0 | 07 Mar, 2024 |
| Matthew T Plavan | Cfo And Coo | 1,308,231 | 0 | 20 Jan, 2026 |
| John Hickox | - | 874,879 | 0 | 05 Jan, 2026 |
| Charles Drucker | - | 790,000 | 0 | 16 Mar, 2022 |
| Richard J. Riley | Co Ceo And Director | 0 | 749,083 | 21 Nov, 2024 |
| Karen A Richardson | - | 575,972 | 146,288 | 17 Aug, 2023 |
| R Tony Tripeny | - | 703,570 | 0 | 05 Jan, 2026 |
| Joshua C. Lee | General Counsel | 606,884 | 0 | 29 Dec, 2025 |
| Craig A Rogerson | - | 560,942 | 0 | 05 Jan, 2026 |
| Kathleen B Fish | - | 451,076 | 0 | 08 May, 2025 |
| Stephen Galowitz | Chief Commercial Officer | 0 | 391,157 | 07 Jul, 2021 |
| Nathan S. Whaley | Chief Financial Officer | 381,330 | 0 | 17 Aug, 2023 |
| James C. Stephanou | - | 352,827 | 0 | 08 May, 2025 |
| William J. Harvey | - | 343,576 | 0 | 08 May, 2025 |
| Stephen Galowitz | Chief Commercial Officer | 341,497 | 0 | 15 Feb, 2023 |
| Benno O Dorer | - | 157,986 | 0 | 17 Aug, 2022 |
| Pamela Haley | Interim Cfo | 136,650 | 0 | 06 Sep, 2023 |
| Cook Pia Johanna Heidenmark | - | 118,558 | 0 | 26 Jun, 2024 |
| R Tony Tripeny | - | 0 | 73,000 | 06 Sep, 2023 |
| Karen A Richardson | - | 0 | 20,000 | 23 Aug, 2021 |
| Benno O Dorer | - | 0 | 15,000 | 24 Nov, 2021 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 04 Mar, 2026 | Joshua C. Lee | Stock Option (Right to Buy) | A | 400,000 | $0.00 | 400,000 | D | A |
| 04 Mar, 2026 | Matthew T Plavan | Stock Option (Right to Buy) | A | 500,000 | $0.00 | 500,000 | D | A |
| 04 Mar, 2026 | John Bissell | Stock Option (Right to Buy) | A | 500,000 | $0.00 | 500,000 | D | A |
| 16 Jan, 2026 | Matthew T Plavan | Common Stock | D | 12,000 | $0.20 | 1,308,231 | D | S |
| 31 Dec, 2025 | John Hickox | Common Stock | A | 38,723 | $0.48 | 874,879 | D | A |
| 31 Dec, 2025 | R Tony Tripeny | Common Stock | A | 25,815 | $0.48 | 703,570 | D | A |
| 31 Dec, 2025 | Craig A Rogerson | Common Stock | A | 33,560 | $0.48 | 560,942 | D | A |
| 26 Dec, 2025 | Matthew T Plavan | Common Stock | D | 40,000 | $0.21 | 1,320,231 | D | S |
| 29 Dec, 2025 | John Bissell | Common Stock | D | 50,000 | $0.20 | 1,947,973 | D | S |
| 24 Dec, 2025 | Joshua C. Lee | Common Stock | D | 29,000 | $0.23 | 641,884 | D | S |
| 29 Dec, 2025 | Joshua C. Lee | Common Stock | D | 35,000 | $0.20 | 606,884 | D | S |
| 19 Dec, 2025 | John Bissell | Common Stock | D | 45,000 | $0.27 | 1,997,973 | D | S |
| 16 Dec, 2025 | Joshua C. Lee | Common Stock | D | 18,200 | $0.36 | 670,884 | D | S |
| 18 Nov, 2025 | John Bissell | Common Stock | D | 200,000 | $0.00 | 2,042,973 | D | G |
| 03 Nov, 2025 | Matthew T Plavan | Common Stock | D | 150,000 | $0.55 | 1,360,231 | D | S |
| 30 Sep, 2025 | R Tony Tripeny | Common Stock | A | 24,103 | $0.52 | 677,755 | D | A |
| 30 Sep, 2025 | John Hickox | Common Stock | A | 36,155 | $0.52 | 836,156 | D | A |
| 30 Sep, 2025 | Craig A Rogerson | Common Stock | A | 31,334 | $0.52 | 527,382 | D | A |
| 21 Aug, 2025 | Joshua C. Lee | Common Stock | D | 3,860 | $0.56 | 689,084 | D | S |
| 30 Jun, 2025 | John Hickox | Common Stock | A | 38,819 | $0.48 | 800,001 | D | A |