| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Thomas H Glocer | - | 121,423 | 0 | 02 Dec, 2025 |
| James P Gorman | Executive Chairman | 406,351 | 0 | 26 Jul, 2024 |
| Rayford Jr Wilkins | - | 75,925 | 0 | 03 Jun, 2025 |
| Mary L Schapiro | - | 39,647 | 0 | 03 Jun, 2025 |
| Perry M Traquina | - | 88,666 | 0 | 02 Dec, 2025 |
| Lynn J Good | - | 1,896 | 0 | 02 Dec, 2025 |
| Stephen J Luczo | - | 0 | 138,363 | 18 Oct, 2024 |
| Andrew M Saperstein | Co President | 333,810 | 0 | 13 Mar, 2026 |
| Keishi Hotsuki | Chief Risk Officer | 339,211 | 0 | 24 Feb, 2023 |
| Robert H Herz | - | 99,432 | 0 | 03 Jun, 2025 |
| Eric F Grossman | Chief Legal/Admin Officer | 169,403 | 0 | 20 Apr, 2026 |
| Douglas L. Peterson | - | 10,060 | 0 | 02 Dec, 2025 |
| Shelley B Leibowitz | - | 46,883 | 0 | 07 Nov, 2025 |
| Jonathan Pruzan | Chief Operating Officer | 406,985 | 0 | 20 Jan, 2023 |
| Michael A. Pizzi | Head Technology Operations | 145,467 | 0 | 13 Mar, 2026 |
| Alistair Darling | - | 37,783 | 0 | 02 Jun, 2023 |
| Daniel A Simkowitz | Co President | 365,802 | 0 | 17 Apr, 2026 |
| Dennis M Nally | - | 45,137 | 0 | 02 Dec, 2025 |
| Raja Akram | Deputy Chief Financial Officer | 81,440 | 0 | 23 Jan, 2025 |
| Elizabeth Corley | - | 26,599 | 0 | 25 Apr, 2022 |
| Erika H James | - | 11,845 | 0 | 22 Jan, 2026 |
| Robert P Rooney | Head Of Tech/Ops/Resilience | 253,946 | 0 | 21 Jan, 2022 |
| Edward Pick | Chairman And Ceo | 666,249 | 0 | 13 Mar, 2026 |
| Mandell Crawley | Chief Client Officer | 61,476 | 0 | 17 Apr, 2026 |
| Sharon Yeshaya | Chief Financial Officer | 142,487 | 9,172 | 17 Apr, 2026 |
| Charles A Smith | Chief Risk Officer | 119,128 | 0 | 22 Jan, 2026 |
| Megan Butler | - | 4,624 | 0 | 03 Jun, 2025 |
| Victoria Worster | Chief Accounting Officer | 13,165 | 0 | 16 Jan, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 20 Apr, 2026 | Eric F Grossman | Common Stock | D | 5,559 | $190.00 | 174,962 | D | S |
| 20 Apr, 2026 | Eric F Grossman | Common Stock | D | 5,559 | $191.50 | 169,403 | D | S |
| 16 Apr, 2026 | Andrew M Saperstein | Common Stock | D | 6,584 | $187.20 | 327,226 | D | S |
| 16 Apr, 2026 | Mandell Crawley | Common Stock | D | 2,546 | $187.25 | 76,112 | D | S |
| 16 Apr, 2026 | Sharon Yeshaya | Common Stock | D | 9,172 | $0.00 | 142,487 | D | G |
| 17 Apr, 2026 | Daniel A Simkowitz | Common Stock | D | 8,000 | $0.00 | 380,492 | D | G |
| 17 Apr, 2026 | Daniel A Simkowitz | Common Stock | D | 8,000 | $0.00 | 380,492 | D | G |
| 16 Apr, 2026 | Sharon Yeshaya | Common Stock | D | 9,172 | $0.00 | 142,487 | D | G |
| 17 Apr, 2026 | Daniel A Simkowitz | Common Stock | D | 14,690 | $189.24 | 365,802 | D | S |
| 16 Apr, 2026 | Sharon Yeshaya | Common Stock | A | 9,172 | $0.00 | 9,172 | I | G |
| 17 Apr, 2026 | Daniel A Simkowitz | Common Stock | D | 14,690 | $189.24 | 365,802 | D | S |
| 16 Apr, 2026 | Mandell Crawley | Common Stock | D | 13,283 | $188.38 | 62,829 | D | S |
| 16 Apr, 2026 | Andrew M Saperstein | Common Stock | D | 33,541 | $188.37 | 293,685 | D | S |
| 16 Apr, 2026 | Sharon Yeshaya | Common Stock | A | 9,172 | $0.00 | 9,172 | I | G |
| 16 Apr, 2026 | Andrew M Saperstein | Common Stock | D | 6,353 | $189.15 | 287,332 | D | S |
| 16 Apr, 2026 | Mandell Crawley | Common Stock | D | 300 | $189.05 | 62,529 | D | S |
| 16 Apr, 2026 | Andrew M Saperstein | Common Stock | D | 1,400 | $190.44 | 285,932 | D | S |
| 16 Apr, 2026 | Mandell Crawley | Common Stock | D | 1,053 | $0.00 | 61,476 | D | G |
| 16 Apr, 2026 | Andrew M Saperstein | Common Stock | D | 3,190 | $191.30 | 282,742 | D | S |
| 16 Apr, 2026 | Andrew M Saperstein | Common Stock | D | 600 | $192.12 | 282,142 | D | S |