| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Wen Hsuan Hsieh | - | 0 | 15,657,408 | 15 Aug, 2023 |
| Finance Holdings Iii, Llc Cf | - | 4,426,000 | 0 | 18 Aug, 2021 |
| Finance Holdings Iii, Llc Cf | - | 4,426,000 | 0 | 18 Aug, 2021 |
| Finance Holdings Iii, Llc Cf | - | 4,426,000 | 0 | 18 Aug, 2021 |
| Blair Lacorte | Chief Executive Officer | 2,913,465 | 0 | 18 Jan, 2023 |
| Thomas Tewell | Chief Operating Officer | 1,592,982 | 0 | 15 Aug, 2022 |
| Matthew Fisch | Ceo | 1,111,461 | 0 | 17 Feb, 2026 |
| Bernd Gottschalk | - | 1,062,894 | 0 | 04 May, 2023 |
| Sue Zeifman | - | 994,315 | 0 | 04 May, 2023 |
| Wen Hsuan Hsieh | - | 962,222 | 0 | 05 May, 2023 |
| Robert Anthony Brown | Treasurer Cfo | 613,074 | 0 | 16 Feb, 2023 |
| Conor B Tierney | Treasurer Cfo | 348,055 | 0 | 17 Feb, 2026 |
| Andrew S Hughes | Secretary General Counsel | 185,443 | 0 | 17 Feb, 2026 |
| Luis Dussan | Cto And Chief Prdct Strategist | 0 | 134,132 | 12 Dec, 2025 |
| Jonathon B. Husby | - | 94,608 | 0 | 12 Nov, 2025 |
| Timothy J Dunn | - | 83,887 | 0 | 01 Apr, 2024 |
| Tirukkur R Ramachandran | Chief Operating Officer | 62,147 | 0 | 15 Mar, 2024 |
| Doron Simon | - | 40,251 | 0 | 13 May, 2025 |
| Luis Dussan | - | 0 | 30,000 | 25 Jul, 2025 |
| Timothy J Dunn | - | 0 | 28,514 | 19 Dec, 2022 |
| Timothy J Dunn | - | 0 | 10,000 | 08 Sep, 2021 |
| Luis Dussan | Cto And Chief Prdct Strategist | 3,493 | 0 | 29 May, 2024 |
| Matthew Fisch | Ceo | 0 | 1,000 | 04 Mar, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 15 Feb, 2026 | Conor B Tierney | Common Stock | D | 29,342 | $1.65 | 348,055 | D | F |
| 15 Feb, 2026 | Andrew S Hughes | Common Stock | D | 16,482 | $1.65 | 185,443 | D | F |
| 15 Feb, 2026 | Matthew Fisch | Common Stock | D | 40,242 | $1.65 | 1,111,461 | D | F |
| 11 Feb, 2026 | Matthew Fisch | Common Stock | A | 834,724 | $0.00 | 1,151,703 | D | A |
| 09 Feb, 2026 | Andrew S Hughes | Common Stock | A | 121,229 | $0.00 | 201,925 | D | A |
| 09 Feb, 2026 | Conor B Tierney | Common Stock | A | 208,713 | $0.00 | 377,397 | D | A |
| 09 Feb, 2026 | Andrew S Hughes | Performance Stock Units | A | 121,229 | $0.00 | 121,229 | D | A |
| 11 Feb, 2026 | Matthew Fisch | Performance Stock Units | A | 834,724 | $0.00 | 834,724 | D | A |
| 09 Feb, 2026 | Conor B Tierney | Performance Stock Units | A | 208,713 | $0.00 | 208,713 | D | A |
| 11 Dec, 2025 | Luis Dussan | Common Stock | D | 32,000 | $2.40 | 134,132 | I | S |
| 15 Nov, 2025 | Conor B Tierney | Common Stock | D | 2,788 | $2.35 | 168,684 | D | F |
| 15 Nov, 2025 | Andrew S Hughes | Common Stock | D | 1,059 | $2.35 | 80,696 | D | F |
| 15 Nov, 2025 | Matthew Fisch | Common Stock | D | 4,572 | $2.35 | 316,979 | D | F |
| 12 Nov, 2025 | Jonathon B. Husby | Common Stock | A | 10,350 | $2.40 | 94,608 | D | P |
| 15 Oct, 2025 | Andrew S Hughes | Common Stock | D | 416 | $3.15 | 81,755 | D | F |
| 15 Sep, 2025 | Andrew S Hughes | Common Stock | D | 416 | $2.70 | 82,171 | D | F |
| 12 Sep, 2025 | Luis Dussan | Common Stock | D | 33,616 | $2.68 | 166,132 | I | S |
| 09 Sep, 2025 | Luis Dussan | Common Stock | D | 184 | $3.00 | 199,748 | I | S |
| 15 Aug, 2025 | Conor B Tierney | Common Stock | D | 2,788 | $2.54 | 171,472 | D | F |
| 22 Aug, 2025 | Luis Dussan | Common Stock | D | 38,900 | $2.66 | 199,932 | I | S |