Through the 90-day period concluding January 01, 2026, Lument Finance Trust's top three insider stakeholders include Director James Christopher Hunt (668.61K shares), Ceo James Peter Flynn (378.94K shares), Director William A Houlihan (240.73K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| James Christopher Hunt | 668,614 | 26 Nov, 2025 | |
| James Peter Flynn | Ceo | 378,939 | 26 Nov, 2025 |
| William A Houlihan | 240,732 | 26 Nov, 2025 | |
| Walter C Keenan | 222,116 | 22 Dec, 2025 | |
| Michael P Larsen | President | 130,336 | 15 Feb, 2022 |
| Neil A. Cummins | 104,951 | 26 Nov, 2025 | |
| James J Henson | President | 75,000 | 29 May, 2024 |
| James A Briggs | Chief Financial Officer | 61,950 | 02 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 18 Dec, 2025 | Walter C Keenan | common stock | A | 795 | $1.50 | 162,911 | D | P |
| 19 Dec, 2025 | Walter C Keenan | common stock | A | 9,205 | $1.49 | 172,116 | D | P |
| 01 Dec, 2025 | James A Briggs | common stock | A | 10,000 | $1.61 | 61,950 | D | P |
| 26 Nov, 2025 | James A Briggs | common stock | A | 2,000 | $1.60 | 50,750 | D | P |
| 26 Nov, 2025 | James Peter Flynn | common stock | A | 55,000 | $1.60 | 378,939 | D | P |
| 28 Nov, 2025 | James A Briggs | common stock | A | 1,200 | $1.62 | 51,950 | D | P |
| 25 Nov, 2025 | William A Houlihan | common stock | A | 3,000 | $1.59 | 240,732 | D | P |
| 24 Nov, 2025 | Walter C Keenan | common stock | A | 8,992 | $1.53 | 162,116 | D | A |
| 24 Nov, 2025 | Neil A. Cummins | Common Stock | A | 8,992 | $1.53 | 104,951 | D | A |
| 24 Nov, 2025 | James Christopher Hunt | common stock | A | 16,351 | $1.53 | 668,614 | D | A |
| 18 Sep, 2025 | Walter C Keenan | common stock | A | 6,255 | $2.20 | 153,124 | D | A |
| 18 Sep, 2025 | James Christopher Hunt | common stock | A | 11,374 | $2.20 | 652,263 | D | A |
| 18 Sep, 2025 | Neil A. Cummins | Common Stock | A | 6,255 | $2.20 | 95,959 | D | A |
| 13 Aug, 2025 | William A Houlihan | common stock | A | 10,000 | $2.16 | 237,732 | D | A |
| 06 Jun, 2025 | Walter C Keenan | common stock | A | 5,362 | $2.56 | 146,869 | D | A |
| 06 Jun, 2025 | James Christopher Hunt | common stock | A | 5,850 | $2.56 | 640,889 | D | A |
| 06 Jun, 2025 | Neil A. Cummins | Common Stock | A | 5,362 | $2.56 | 89,704 | D | A |
| 27 May, 2025 | James Peter Flynn | 7.875% Series A Cumulartive Redeemable Preferred Stock | A | 230 | $21.49 | 905 | D | A |
| 23 May, 2025 | James Peter Flynn | 7.875% Series A Cumulartive Redeemable Preferred Stock | A | 175 | $21.45 | 675 | D | A |
| 20 May, 2025 | James Peter Flynn | 7.875% Series A Cumulartive Redeemable Preferred Stock | A | 175 | $21.50 | 500 | D | A |