Over the 90-day window ending February 10, 2026, Lument Finance Trust's three dominant insider ownership positions are held by Director James Christopher Hunt (668.61K shares), Ceo James Peter Flynn (378.94K shares), Director Walter C Keenan (369.23K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| James Christopher Hunt | 668,614 | 26 Nov, 2025 | |
| James Peter Flynn | Ceo | 378,939 | 26 Nov, 2025 |
| Walter C Keenan | 369,232 | 22 Dec, 2025 | |
| William A Houlihan | 240,732 | 26 Nov, 2025 | |
| Michael P Larsen | President | 130,336 | 15 Feb, 2022 |
| Neil A. Cummins | 104,951 | 26 Nov, 2025 | |
| James J Henson | President | 75,000 | 29 May, 2024 |
| James A Briggs | Chief Financial Officer | 61,950 | 02 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 30 Dec, 2025 | Walter C Keenan | common stock | A | 25,000 | $1.46 | 197,116 | I | P |
| 19 Dec, 2025 | Walter C Keenan | common stock | A | 9,205 | $1.49 | 172,116 | D | P |
| 18 Dec, 2025 | Walter C Keenan | common stock | A | 795 | $1.50 | 162,911 | D | P |
| 01 Dec, 2025 | James A Briggs | common stock | A | 10,000 | $1.61 | 61,950 | D | P |
| 28 Nov, 2025 | James A Briggs | common stock | A | 1,200 | $1.62 | 51,950 | D | P |
| 26 Nov, 2025 | James Peter Flynn | common stock | A | 55,000 | $1.60 | 378,939 | D | P |
| 26 Nov, 2025 | James A Briggs | common stock | A | 2,000 | $1.60 | 50,750 | D | P |
| 25 Nov, 2025 | William A Houlihan | common stock | A | 3,000 | $1.59 | 240,732 | D | P |
| 24 Nov, 2025 | Neil A. Cummins | Common Stock | A | 8,992 | $1.53 | 104,951 | D | A |
| 24 Nov, 2025 | Walter C Keenan | common stock | A | 8,992 | $1.53 | 162,116 | D | A |
| 24 Nov, 2025 | James Christopher Hunt | common stock | A | 16,351 | $1.53 | 668,614 | D | A |
| 18 Sep, 2025 | Neil A. Cummins | Common Stock | A | 6,255 | $2.20 | 95,959 | D | A |
| 18 Sep, 2025 | Walter C Keenan | common stock | A | 6,255 | $2.20 | 153,124 | D | A |
| 18 Sep, 2025 | James Christopher Hunt | common stock | A | 11,374 | $2.20 | 652,263 | D | A |
| 13 Aug, 2025 | William A Houlihan | common stock | A | 10,000 | $2.16 | 237,732 | D | A |
| 06 Jun, 2025 | Neil A. Cummins | Common Stock | A | 5,362 | $2.56 | 89,704 | D | A |
| 06 Jun, 2025 | Walter C Keenan | common stock | A | 5,362 | $2.56 | 146,869 | D | A |
| 06 Jun, 2025 | James Christopher Hunt | common stock | A | 5,850 | $2.56 | 640,889 | D | A |
| 27 May, 2025 | James Peter Flynn | 7.875% Series A Cumulartive Redeemable Preferred Stock | A | 230 | $21.49 | 905 | D | A |
| 23 May, 2025 | James Peter Flynn | 7.875% Series A Cumulartive Redeemable Preferred Stock | A | 175 | $21.45 | 675 | D | A |