Capital One Financial Corp (COF-PI) Insider Ownership

Historic Insider Ownership Trends

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Mayo A Iii Shattuck - 66,575 0 20 May, 2025
Peter E Raskind - 33,083 0 12 May, 2025
Ann F Hackett - 56,244 0 14 May, 2025
Bradford H Warner - 47,554 0 08 May, 2023
Richard D Fairbank Chairman And Ceo 4,068,510 0 11 Mar, 2026
John G Jr Finneran Senior Advisor And Corp Secy 53,016 0 07 Feb, 2022
Catherine West - 22,124 0 09 May, 2022
Jory A Berson Chief Human Resources Officer 60,120 0 07 Feb, 2022
Thomas G Maheras - 66,431 0 20 May, 2025
Robert M. Alexander Chief Information Officer 77,292 0 11 Mar, 2026
Yajnik Sanjiv President, Financial Services 149,383 0 11 Mar, 2026
Frank G. Laprade,Iii Chief Enterprise Srvcs Officer 69,283 0 09 Apr, 2026
Francois Locoh-Donou - 13,489 0 12 May, 2025
Michael Slocum President, Commercial Banking 60,314 0 17 Feb, 2022
Cornelis Paj Leenaars - 13,898 0 12 May, 2025
Kevin S. Borgmann Senior Advisor To The Ceo 40,934 0 08 Aug, 2024
Christine Rose Detrick - 7,610 0 12 May, 2025
Peter Thomas Killalea - 20,042 0 12 May, 2025
Jennifer L. Wong - 13,932 0 16 May, 2025
Michael Shepherd - 26,693 0 20 May, 2025
Michael J Wassmer President, Card 89,785 0 15 Mar, 2022
Timothy P Golden Svp, Chief Accounting Officer 10,797 0 18 Feb, 2026
Eileen Serra - 11,531 0 12 May, 2025
Matthew W Cooper General Counsel Corp Secy 100,694 0 11 Mar, 2026
Lia Dean Pres, Banking Prem. Products 65,454 0 02 Apr, 2026
Celia Karam Pres, Retail Bank 63,323 0 02 Apr, 2026
Sheldon Hall Senior Advisor To Ceo 98,614 0 13 Mar, 2024
Andrew M Young Chief Financial Officer 59,186 0 11 Mar, 2026
Ime Archibong - 8,641 0 12 May, 2025
Craig A. Williams - 8,905 0 20 May, 2025
Kaitlin Haggerty Chief Human Resources Officer 50,561 0 11 Mar, 2026
Neal Blinde President, Commercial Banking 38,269 0 11 Mar, 2026
Mark Daniel Mouadeb President, Card 52,204 0 11 Mar, 2026
Ravi Raghu Pres, Software, Intl Sm Bus 36,054 0 11 Mar, 2026
Michael Zamsky Chief Credit Fin'L Risk Off. 33,465 0 11 Mar, 2026
Kara West Chief Enterprise Risk Officer 46,665 0 11 Mar, 2026
Jason P. Hanson Pres. Global Payment Network 40,230 0 26 Feb, 2026
Suni P Harford - 3,020 0 12 May, 2025

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
07 Apr, 2026 Frank G. Laprade,Iii Common Stock A 11,041 $0.00 69,283 D A
07 Apr, 2026 Frank G. Laprade,Iii Common Stock A 11,041 $0.00 69,283 D A
01 Apr, 2026 Lia Dean Common Stock D 1,692 $185.61 65,454 D S
01 Apr, 2026 Celia Karam Common Stock D 1,099 $185.61 63,323 D S
01 Apr, 2026 Celia Karam Common Stock D 1,099 $185.61 63,323 D S
01 Apr, 2026 Celia Karam Common Stock D 1,099 $185.61 63,323 D S
01 Apr, 2026 Lia Dean Common Stock D 1,692 $185.61 65,454 D S
01 Apr, 2026 Lia Dean Common Stock D 1,692 $185.61 65,454 D S
09 Mar, 2026 Frank G. Laprade,Iii Common Stock A 12,154 $0.00 63,724 D A
09 Mar, 2026 Yajnik Sanjiv Common Stock A 9,922 $0.00 153,858 D A
09 Mar, 2026 Celia Karam Common Stock A 7,429 $0.00 67,768 D A
09 Mar, 2026 Ravi Raghu Common Stock A 4,834 $0.00 37,957 D A
09 Mar, 2026 Kara West Common Stock A 4,477 $0.00 48,685 D A
09 Mar, 2026 Kaitlin Haggerty Common Stock A 5,316 $0.00 52,959 D A
09 Mar, 2026 Andrew M Young Common Stock A 7,656 $0.00 62,639 D A
09 Mar, 2026 Lia Dean Common Stock A 8,094 $0.00 71,202 D A
09 Mar, 2026 Celia Karam Common Stock A 7,429 $0.00 67,768 D A
09 Mar, 2026 Matthew W Cooper Common Stock A 8,094 $0.00 104,345 D A
09 Mar, 2026 Michael Zamsky Common Stock A 6,047 $0.00 36,193 D A
09 Mar, 2026 Mark Daniel Mouadeb Common Stock A 5,142 $0.00 54,524 D A